Berman Bernard D

CIK 00014218404 companiesWHITE PLAINS, NY

SEC Profile

Transactions

Companies

Filings

CIK

0001421840

Recent Transactions

50 trades

Other
AFC BDC Inc.
Common Stock
2022-04-28$20.00/sh+25,000→ 25,000 total
Tax Payment
Fifth Street Asset Management Inc.
Class A Common Stock, $0.01 par value per share
2017-10-26$4.00/sh−36,180→ 1,402,071 total
Tax Payment
Fifth Street Asset Management Inc.
Class A Common Stock, $0.01 par value per share
2017-10-26$4.00/sh−26,098→ 1,446,564 total
Tax Payment
Fifth Street Asset Management Inc.
Class A Common Stock, $0.01 par value per share
2017-10-26$4.00/sh−30,263→ 1,436,625 total
Exercise/Conversion
Fifth Street Asset Management Inc.
Restricted Stock Units
2017-10-26−70,591→ 0 total
Exercise/Conversion
Fifth Street Asset Management Inc.
Class A Common Stock, $0.01 par value per share
2017-10-26+70,591→ 1,466,888 total
Tax Payment
Fifth Street Asset Management Inc.
Class A Common Stock, $0.01 par value per share
2017-10-17$3.95/sh−41,954→ 1,396,297 total
Exercise/Conversion
Fifth Street Asset Management Inc.
Class A Common Stock, $0.01 par value per share
2017-10-17+97,863→ 1,438,251 total
Exercise/Conversion
Fifth Street Asset Management Inc.
Restricted Stock Units
2017-10-17−97,863→ 0 total
Exercise/Conversion
Fifth Street Asset Management Inc.
Class A Common Stock, $0.01 par value per share
2017-10-16+988,678→ 1,340,388 total
Exercise/Conversion
Fifth Street Asset Management Inc.
Class A Common Stock, $0.01 par value per share
2017-10-16+502,801→ 684,244 total
Exercise/Conversion
Fifth Street Asset Management Inc.
Holdings LP Interests
2017-10-16−988,678→ 438,441 total
Disposition to Issuer
Fifth Street Asset Management Inc.
Class B Common Stock, $0.01 par value per share
2017-10-16+1,491,479→ 641,137 total
Exercise/Conversion
Fifth Street Asset Management Inc.
Holdings LP Interests
2017-10-16−502,801→ 222,973 total
Sale
Oaktree Strategic Income Corp
Common Stock
2017-09-29$8.80/sh−7,473→ 92,027 total
Sale
Oaktree Specialty Lending Corp$OCSL
Common Stock
2017-09-29$5.43/sh−20,000→ 35,968 total
Purchase
Oaktree Specialty Lending Corp$OCSL
Common Stock
2017-03-17$4.55/sh+5,000→ 55,968 total
Purchase
Oaktree Strategic Income Corp
Common Stock
2017-03-10$8.84/sh+2,500→ 99,500 total
Purchase
Oaktree Strategic Income Corp
Common Stock
2017-03-09$8.70/sh+2,500→ 97,000 total
Purchase
Oaktree Specialty Lending Corp$OCSL
Common Stock
2017-03-06$4.35/sh+5,000→ 50,968 total
Purchase
Oaktree Strategic Income Corp
Common Stock
2017-03-03$8.85/sh+100→ 93,800 total
Purchase
Oaktree Strategic Income Corp
Common Stock
2017-03-03$9.02/sh+600→ 94,500 total
Purchase
Oaktree Strategic Income Corp
Common Stock
2017-03-03$8.86/sh+100→ 93,900 total
Purchase
Oaktree Specialty Lending Corp$OCSL
Common Stock
2017-03-03$4.39/sh+5,000→ 45,968 total
Purchase
Oaktree Specialty Lending Corp$OCSL
Common Stock
2017-03-03$4.38/sh+5,000→ 40,968 total
Purchase
Oaktree Strategic Income Corp
Common Stock
2017-03-03$8.87/sh+200→ 93,700 total
Purchase
Oaktree Specialty Lending Corp$OCSL
Common Stock
2017-02-10$4.65/sh+5,000→ 30,968 total
Purchase
Oaktree Strategic Income Corp
Common Stock
2017-02-10$8.87/sh+300→ 88,800 total
Purchase
Oaktree Strategic Income Corp
Common Stock
2017-02-10$8.88/sh+5,000→ 88,500 total
Purchase
Oaktree Strategic Income Corp
Common Stock
2017-02-10$8.87/sh+245→ 89,045 total
Purchase
Oaktree Specialty Lending Corp$OCSL
Common Stock
2017-02-10$4.56/sh+5,000→ 35,968 total
Purchase
Oaktree Strategic Income Corp
Common Stock
2017-02-10$8.88/sh+4,455→ 93,500 total
Award
Fifth Street Asset Management Inc.
Restricted Stock Units
2017-01-12+97,863→ 97,863 total
Conversion
Fifth Street Asset Management Inc.
Holdings LP Interests
2017-01-04−181,443→ 725,774 total
Conversion
Fifth Street Asset Management Inc.
Class A Common Stock, $0.01 par value per share
2017-01-04+351,710→ 351,710 total
Conversion
Fifth Street Asset Management Inc.
Class A Common Stock, $0.01 par value per share
2017-01-04+181,443→ 181,443 total
Disposition to Issuer
Fifth Street Asset Management Inc.
Class B Common Stock, $0.01 par value per share
2017-01-04−533,153→ 2,132,616 total
Conversion
Fifth Street Asset Management Inc.
Holdings LP Interests
2017-01-04−351,710→ 1,408,044 total
Award
Fifth Street Asset Management Inc.
Holdings LP Interests
2016-09-27$12.02/sh+1,202→ 1,759,754 total
Purchase
Oaktree Strategic Income Corp
Common Stock
2016-02-25$7.36/sh+12,500→ 83,500 total
Purchase
Oaktree Strategic Income Corp
Common Stock
2016-02-24$7.31/sh+14,000→ 71,000 total
Purchase
Oaktree Strategic Income Corp
Common Stock
2016-02-09$7.37/sh+10,000→ 57,000 total
Purchase
Oaktree Strategic Income Corp
Common Stock
2016-02-08$7.47/sh+10,000→ 47,000 total
Purchase
Oaktree Strategic Income Corp
Common Stock
2016-02-05$7.68/sh+10,000→ 37,000 total
Purchase
Oaktree Strategic Income Corp
Common Stock
2016-02-04$7.67/sh+10,000→ 27,000 total
Purchase
Oaktree Strategic Income Corp
Common Stock
2015-08-12$9.01/sh+1,700→ 17,000 total
Purchase
Oaktree Strategic Income Corp
Common Stock
2015-08-12$9.01/sh+300→ 15,300 total
Purchase
Oaktree Strategic Income Corp
Common Stock
2015-05-20$10.00/sh+2,000→ 15,000 total
Purchase
Oaktree Specialty Lending Corp$OCSL
Common Stock
2015-02-10$6.99/sh+2,000→ 25,968 total
Purchase
Oaktree Strategic Income Corp
Common Stock
2015-02-10$10.75/sh+1,000→ 13,000 total

Companies

Recent Filings

Address

445 HAMILTON AVENUE 12TH FLOOR

WHITE PLAINS, NY, 10601

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