Berman Bernard D 4
4 · Fifth Street Senior Floating Rate Corp. · Filed Oct 3, 2017
Insider Transaction Report
Form 4
Berman Bernard D
DirectorPresident
Transactions
- Sale
Common Stock
2017-09-29$8.80/sh−7,473$65,762→ 92,027 total
Holdings
- 2,000(indirect: See below)
Common Stock
Footnotes (2)
- [F1]This transaction was executed in multiple trades at prices ranging from $8.80 to $8.82; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.
- [F2]The securities are held by the Bernard D. Berman 2012 Trust for the benefit of certain members of the reporting person's family for which the reporting person's wife is a trustee. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.