4//SEC Filing
Berman Bernard D 4
Accession 0001144204-17-053292
CIK 0001611988other
Filed
Oct 18, 8:00 PM ET
Accepted
Oct 19, 5:44 PM ET
Size
9.6 KB
Accession
0001144204-17-053292
Insider Transaction Report
Form 4
Berman Bernard D
DirectorCo-Pres. & Chief Compliance Of
Transactions
- Tax Payment
Class A Common Stock, $0.01 par value per share
2017-10-17$3.95/sh−41,954$165,718→ 1,396,297 total - Exercise/Conversion
Class A Common Stock, $0.01 par value per share
2017-10-17+97,863→ 1,438,251 total - Exercise/Conversion
Restricted Stock Units
2017-10-17−97,863→ 0 total→ Class A Common Stock (97,863 underlying)
Holdings
- 684,244(indirect: By Trust)
Class A Common Stock, $0.01 par value per share
Footnotes (2)
- [F1]On October 17, 2017, 97,863 restricted stock units ("RSUs") granted to Mr. Berman in January 2017 vested. Upon such vesting, one share of the Issuer's Class A common stock became issuable for each RSU and will be issued by the Issuer within 60 days of such vesting.
- [F2]Represents securities held directly by the Bernard D. Berman 2012 Trust. Mr. Berman disclaims beneficial ownership except to the extent of his pecuniary interest therein.
Documents
Issuer
Fifth Street Asset Management Inc.
CIK 0001611988
Entity typeother
Related Parties
1- filerCIK 0001421840
Filing Metadata
- Form type
- 4
- Filed
- Oct 18, 8:00 PM ET
- Accepted
- Oct 19, 5:44 PM ET
- Size
- 9.6 KB