4//SEC Filing
Berman Bernard D 4
Accession 0001144204-17-054851
CIK 0001611988other
Filed
Oct 29, 8:00 PM ET
Accepted
Oct 30, 4:56 PM ET
Size
9.6 KB
Accession
0001144204-17-054851
Insider Transaction Report
Form 4
Berman Bernard D
DirectorCo-Pres. & Chief Compliance Of
Transactions
- Exercise/Conversion
Class A Common Stock, $0.01 par value per share
2017-10-26+70,591→ 1,466,888 total - Exercise/Conversion
Restricted Stock Units
2017-10-26−70,591→ 0 total→ Class A Common Stock (70,591 underlying) - Tax Payment
Class A Common Stock, $0.01 par value per share
2017-10-26$4.00/sh−30,263$121,052→ 1,436,625 total
Holdings
- 684,244(indirect: By Trust)
Class A Common Stock, $0.01 par value per share
Footnotes (2)
- [F1]On October 26, 2017, 70,591 restricted stock units ("RSUs) granted to Mr. Berman in October 2014 vested. Upon such vesting, one share of the Issuer's Class A common stock became issuable for each RSU and will be issued by the Issuer within 60 days of such vesting.
- [F2]Represents securities held directly by the Bernard D. Berman 2012 Trust. Mr. Berman disclaims beneficial ownership except to the extent of his pecuniary interest therein.
Documents
Issuer
Fifth Street Asset Management Inc.
CIK 0001611988
Entity typeother
Related Parties
1- filerCIK 0001421840
Filing Metadata
- Form type
- 4
- Filed
- Oct 29, 8:00 PM ET
- Accepted
- Oct 30, 4:56 PM ET
- Size
- 9.6 KB