ROSENSTOCK RICHARD J

CIK 00010440062 companiesNEW YORK, NY

SEC Profile

Transactions

Companies

Filings

CIK

0001044006

Recent Transactions

50 trades

Purchase
LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock
2014-12-11$3.73/sh+5,000→ 154,000 total
Purchase
LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock
2014-03-14$2.99/sh+1,250→ 131,099 total
Purchase
LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock
2014-03-14$2.97/sh+849→ 129,849 total
Purchase
LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock
2014-03-14$3.00/sh+2,901→ 134,000 total
Purchase
LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock
2014-01-13$2.96/sh+3,017→ 127,877 total
Purchase
LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock
2014-01-13$2.95/sh+479→ 124,860 total
Purchase
LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock
2014-01-13$2.93/sh+381→ 124,381 total
Purchase
LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock
2014-01-13$2.97/sh+1,123→ 129,000 total
Purchase
LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock
2013-08-15$1.67/sh+20,000→ 124,000 total
Purchase
LADENBURG THALMANN FINANCIAL SERVICES INC.
8.00% Series A Cumulative Redeemable Preferred Stock
2013-05-24$25.00/sh+2,000→ 2,000 total
Purchase
LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock
2013-04-15$1.44/sh+5,000→ 104,000 total
Purchase
LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock
2013-04-04$1.60/sh+5,000→ 99,000 total
Purchase
LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock
2013-03-21$1.68/sh+25→ 87,259 total
Purchase
LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock
2013-03-21$1.69/sh+2,117→ 89,376 total
Purchase
LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock
2013-03-21$1.70/sh+4,624→ 94,000 total
Purchase
LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock
2013-03-20$1.68/sh+650→ 87,234 total
Purchase
LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock
2013-03-20$1.65/sh+800→ 84,800 total
Purchase
LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock
2013-03-20$1.67/sh+1,250→ 86,584 total
Purchase
LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock
2013-03-20$1.66/sh+534→ 85,334 total
Purchase
LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock
2012-11-14$1.15/sh+5,000→ 84,000 total
Purchase
LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock
2012-11-09$1.28/sh+1,275→ 75,125 total
Purchase
LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock
2012-11-09$1.29/sh+3,725→ 79,000 total
Purchase
LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock
2012-10-10$1.25/sh+10,000→ 74,000 total
Purchase
LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock
2012-08-15$1.34/sh+1,550→ 64,000 total
Purchase
LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock
2012-08-15$1.32/sh+1,050→ 60,050 total
Purchase
LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock
2012-08-15$1.33/sh+2,400→ 62,450 total
Purchase
LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock
2012-05-24$1.52/sh+5,000→ 115,000 total
Purchase
LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock
2012-05-15$1.45/sh+25→ 105,025 total
Purchase
LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock
2012-05-15$1.46/sh+457→ 105,482 total
Purchase
LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock
2012-05-15$1.47/sh+4,518→ 110,000 total
Purchase
LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock
2012-04-13$1.64/sh+4,000→ 59,000 total
Purchase
LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock
2012-04-09$1.72/sh+5,000→ 55,000 total
Purchase
LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock
2012-03-23$1.86/sh+5,000→ 2,701,586 total
Exercise/Conversion
LADENBURG THALMANN FINANCIAL SERVICES INC.
Stock Option (Right to Buy)
2012-01-04−250,000→ 0 total
Exercise/Conversion
LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock
2012-01-04$0.88/sh+250,000→ 2,811,650 total
Tax Payment
LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock
2012-01-04$2.44/sh−90,164→ 2,721,486 total
Purchase
LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock
2011-11-10$1.70/sh+5,000→ 105,000 total
Purchase
LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock
2011-10-06$1.49/sh+2,764→ 97,772 total
Purchase
LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock
2011-10-06$1.50/sh+2,228→ 100,000 total
Purchase
LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock
2011-10-06$1.48/sh+8→ 95,008 total
Purchase
LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock
2011-09-07$1.60/sh+5,000→ 338,532 total
Purchase
LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock
2011-08-25$1.61/sh+200→ 333,532 total
Purchase
LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock
2011-08-25$1.60/sh+4,800→ 333,362 total
Purchase
LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock
2011-08-18$1.34/sh+25,000→ 328,562 total
Purchase
LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock
2011-05-27$1.26/sh+2,040→ 300,602 total
Purchase
LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock
2011-05-27$1.27/sh+2,960→ 303,562 total
Purchase
LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock
2011-05-16$1.16/sh+850→ 294,412 total
Purchase
LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock
2011-05-16$1.17/sh+4,150→ 298,562 total
Purchase
LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock
2011-04-01$1.17/sh+5,000→ 2,313,846 total
Purchase
LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock
2011-03-15$1.04/sh+4,150→ 2,308,846 total

Companies

Recent Filings

Address

C/O LADENBURG THALMANN & CO. INC., 520 MADISON AVE, 9TH FLOOR

NEW YORK, NY, 10022

View on SEC.gov