ROSENSTOCK RICHARD J 4
4 · LADENBURG THALMANN FINANCIAL SERVICES INC · Filed Nov 15, 2012
Insider Transaction Report
Form 4
ROSENSTOCK RICHARD J
Director
Transactions
- Purchase
Common Stock
2012-11-14$1.15/sh+5,000$5,750→ 84,000 total(indirect: By IRA)
Holdings
- 2,701,586(indirect: By Trust)
Common Stock
- 5,000(indirect: By IRA)
Common Stock
- 115,000
Common Stock
- 5,000(indirect: By IRA)
Common Stock
Footnotes (1)
- [F1]Mr. Rosenstock is the sole trustee and beneficiary of The Richard J. Rosenstock Revocable Living Trust.