LADENBURG THALMANN FINANCIAL SERVICES INC·4

Apr 16, 8:48 AM ET

ROSENSTOCK RICHARD J 4

4 · LADENBURG THALMANN FINANCIAL SERVICES INC · Filed Apr 16, 2013

Insider Transaction Report

Form 4
Period: 2013-04-15
Transactions
  • Purchase

    Common Stock

    2013-04-15$1.44/sh+5,000$7,200104,000 total(indirect: By IRA)
Holdings
  • Common Stock

    (indirect: By Trust)
    2,701,586
  • Common Stock

    (indirect: By IRA)
    5,000
  • Common Stock

    115,000
  • Common Stock

    (indirect: By IRA)
    5,000
Footnotes (1)
  • [F1]Mr. Rosenstock is the sole trustee and beneficiary of The Richard J. Rosenstock Revocable Living Trust.

Documents

1 file
  • 4
    doc4.xmlPrimary

    FORM 4 SUBMISSION