ROSENSTOCK RICHARD J 4
4 · LADENBURG THALMANN FINANCIAL SERVICES INC · Filed Mar 22, 2013
Insider Transaction Report
Form 4
ROSENSTOCK RICHARD J
Director
Transactions
- Purchase
Common Stock
2013-03-20$1.66/sh+534$886→ 85,334 total(indirect: By IRA) - Purchase
Common Stock
2013-03-21$1.69/sh+2,117$3,578→ 89,376 total(indirect: By IRA) - Purchase
Common Stock
2013-03-21$1.70/sh+4,624$7,861→ 94,000 total(indirect: By IRA) - Purchase
Common Stock
2013-03-20$1.67/sh+1,250$2,088→ 86,584 total(indirect: By IRA) - Purchase
Common Stock
2013-03-20$1.65/sh+800$1,320→ 84,800 total(indirect: By IRA) - Purchase
Common Stock
2013-03-21$1.68/sh+25$42→ 87,259 total(indirect: By IRA) - Purchase
Common Stock
2013-03-20$1.68/sh+650$1,092→ 87,234 total(indirect: By IRA)
Holdings
- 2,701,586(indirect: By Trust)
Common Stock
- 115,000
Common Stock
- 5,000(indirect: By IRA)
Common Stock
- 5,000(indirect: By IRA)
Common Stock
Footnotes (1)
- [F1]Mr. Rosenstock is the sole trustee and beneficiary of The Richard J. Rosenstock Revocable Living Trust.