Ricketts Carlton A.

CIK 00015600441 companyTOPEKA, KS

SEC Profile

Transactions

Companies

Filings

CIK

0001560044

Recent Transactions

37 trades

Purchase
Capitol Federal Financial, Inc.$CFFN
CFFN common stock
2023-10-27$5.20/sh+20,000→ 101,820 total
Award
Capitol Federal Financial, Inc.$CFFN
CFFN common stock
2021-01-26+5,400→ 71,542 total
Exercise/Conversion
Capitol Federal Financial, Inc.$CFFN
CFFN phantom stock 2015
2019-01-02$12.56/sh+2,780→ 60,325 total
Award
Capitol Federal Financial, Inc.$CFFN
CFFN Phantom Stock 2018
2019-01-02$12.77/sh+853→ 853 total
Disposition to Issuer
Capitol Federal Financial, Inc.$CFFN
CFFN phantom stock 2015
2019-01-02$12.77/sh−2,780→ 57,545 total
Award
Capitol Federal Financial, Inc.$CFFN
CFFN Phantom Stock 2017
2018-01-02+3,692→ 3,692 total
Exercise/Conversion
Capitol Federal Financial, Inc.$CFFN
CFFN phantom stock 2014
2018-01-02$12.78/sh+0→ 2,957 total
Exercise/Conversion
Capitol Federal Financial, Inc.$CFFN
CFFN common stock
2018-01-02$12.78/sh+2,957→ 60,502 total
Disposition to Issuer
Capitol Federal Financial, Inc.$CFFN
CFFN common stock
2018-01-02$13.41/sh−2,957→ 57,545 total
Purchase
Capitol Federal Financial, Inc.$CFFN
CFFN common stock
2017-08-08$14.06/sh+4,000→ 57,545 total
Purchase
Capitol Federal Financial, Inc.$CFFN
CFFN common stock
2017-08-07$13.92/sh+525→ 53,545 total
Disposition to Issuer
Capitol Federal Financial, Inc.$CFFN
CFFN common stock
2016-12-30$16.46/sh−2,532→ 53,020 total
Exercise/Conversion
Capitol Federal Financial, Inc.$CFFN
CFFN phantom stock 2014
2016-12-30$12.11/sh−2,532→ 0 total
Award
Capitol Federal Financial, Inc.$CFFN
CFFN Phantom Stock
2016-12-30$16.46/sh+2,752→ 2,752 total
Exercise/Conversion
Capitol Federal Financial, Inc.$CFFN
CFFN common stock
2016-12-30$12.11/sh+2,532→ 55,552 total
Exercise/Conversion
Capitol Federal Financial, Inc.$CFFN
CFFN Non-qualified Stock Option
2016-11-04$11.91/sh−17,416→ 0 total
Exercise/Conversion
Capitol Federal Financial, Inc.$CFFN
CFFN Incentive Stock Option
2016-11-04$11.91/sh−33,584→ 0 total
Exercise/Conversion
Capitol Federal Financial, Inc.$CFFN
CFFN Incentive Stock Option
2016-11-04$14.19/sh−28,295→ 0 total
Sale
Capitol Federal Financial, Inc.$CFFN
CFFN common stock
2016-11-03$14.43/sh−79,295→ 53,020 total
Exercise/Conversion
Capitol Federal Financial, Inc.$CFFN
CFFN common stock
2016-11-03$11.91/sh+51,000→ 104,020 total
Exercise/Conversion
Capitol Federal Financial, Inc.$CFFN
CFFN common stock
2016-11-03$14.19/sh+28,295→ 132,315 total
Exercise/Conversion
Capitol Federal Financial, Inc.$CFFN
CFFN phantom stock 2013
2015-12-31$11.69/sh−1,818→ 0 total
Disposition to Issuer
Capitol Federal Financial, Inc.$CFFN
CFFN common stock
2015-12-31$12.56/sh−1,818→ 51,391 total
Exercise/Conversion
Capitol Federal Financial, Inc.$CFFN
CFFN common stock
2015-12-31$11.69/sh+1,818→ 53,209 total
Award
Capitol Federal Financial, Inc.$CFFN
CFFN Phantom Stock
2015-12-31$12.56/sh+2,780→ 2,780 total
Disposition to Issuer
Capitol Federal Financial, Inc.$CFFN
CFFN common stock
2014-12-31$12.78/sh−1,276→ 47,657 total
Exercise/Conversion
Capitol Federal Financial, Inc.$CFFN
CFFN common stock
2014-12-31$11.54/sh+1,276→ 48,933 total
Exercise/Conversion
Capitol Federal Financial, Inc.$CFFN
CFFN phantom stock 2012
2014-12-31$11.54/sh−1,276→ 0 total
Award
Capitol Federal Financial, Inc.$CFFN
CFFN phantom stock 2015
2014-12-31$12.78/sh+2,957→ 2,957 total
Disposition to Issuer
Capitol Federal Financial, Inc.$CFFN
CFFN common stock
2013-12-31$12.11/sh−1,261→ 47,657 total
Exercise/Conversion
Capitol Federal Financial, Inc.$CFFN
CFFN phantom stock 2011
2013-12-31$12.11/sh−1,261→ 0 total
Exercise/Conversion
Capitol Federal Financial, Inc.$CFFN
CFFN common stock
2013-12-31$11.91/sh+1,261→ 48,918 total
Award
Capitol Federal Financial, Inc.$CFFN
CFFN phantom stock 2014
2013-12-31$12.11/sh+2,532→ 2,532 total
Exercise/Conversion
Capitol Federal Financial, Inc.$CFFN
CFFN common stock
2012-12-31$13.89/sh+341→ 47,998 total
Disposition to Issuer
Capitol Federal Financial, Inc.$CFFN
CFFN common stock
2012-12-31$11.69/sh−341→ 47,657 total
Exercise/Conversion
Capitol Federal Financial, Inc.$CFFN
CFFN phantom stock 2010
2012-12-31$13.89/sh−341→ 0 total
Award
Capitol Federal Financial, Inc.$CFFN
CFFN phantom stock 2013
2012-12-31$11.69/sh+1,818→ 1,818 total

Companies

Capitol Federal Financial, Inc.
Executive Vice President
$CFFN

Recent Filings

Address

C/O CAPITOL FEDERAL FINANCIAL 700 KANSAS AVENUE

TOPEKA, KS, 66601

View on SEC.gov