Capitol Federal Financial Inc 4
4 · Capitol Federal Financial Inc · Filed Jan 3, 2017
Insider Transaction Report
Form 4
Ricketts Carlton A.
Executive Vice President
Transactions
- Exercise/Conversion
CFFN phantom stock 2014
2016-12-30$12.11/sh−2,532$30,663→ 0 totalExercise: $12.11From: 2016-12-31Exp: 2016-12-31→ CFFN common stock (2,532 underlying) - Award
CFFN Phantom Stock
2016-12-30$16.46/sh+2,752$45,298→ 2,752 totalExercise: $16.46From: 2019-12-31Exp: 2019-12-31→ CFFN Phantom Stock (2,752 underlying) - Disposition to Issuer
CFFN common stock
2016-12-30$16.46/sh−2,532$41,677→ 53,020 total - Exercise/Conversion
CFFN common stock
2016-12-30$12.11/sh+2,532$30,663→ 55,552 total
Holdings
- 36,237(indirect: ESOP)
CFFN common stock
- 2,957
CFFN phantom stock 2015
Exercise: $12.78From: 2017-12-31Exp: 2017-12-31→ CFFN common stock (2,957 underlying) - 2,780
CFFN Phantom Stock
Exercise: $12.56From: 2018-12-31Exp: 2018-12-31→ CFFN Phantom Stock (2,780 underlying)
Footnotes (1)
- [F1]Phantom stock units are acquired under the Company's Deferred Incentive Bonus Plan. The units are deemed sold and settled in cash three years from date of acquisition.