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Capitol Federal Financial Inc·4

Jan 3, 5:15 PM ET

Ricketts Carlton A. 4

4 · Capitol Federal Financial Inc · Filed Jan 3, 2018

Insider Transaction Report

Form 4
Period: 2018-01-02
Capitol Federal Financial IncCFFN
Ricketts Carlton A.
Executive Vice President
Transactions
  • Disposition to Issuer

    CFFN common stock

    2018-01-02$13.41/sh−2,957$39,653→ 57,545 total
  • Exercise/Conversion

    CFFN common stock

    2018-01-02$12.78/sh+2,957$37,790→ 60,502 total
  • Exercise/Conversion

    CFFN phantom stock 2014

    2018-01-02$12.78/sh+0$0→ 2,957 total
    Exercise: $12.78From: 2017-12-31Exp: 2017-12-31→ CFFN common stock (0 underlying)
  • Award

    CFFN Phantom Stock 2017

    2018-01-02+3,692→ 3,692 total
    Exercise: $13.41From: 2021-01-02Exp: 2021-01-02→ CFFN common stock (3,692 underlying)
Holdings

  • CFFN common stock

    (indirect: ESOP)
    40,504

  • CFFN phantom stock 2015

    Exercise: $12.56From: 2018-12-31Exp: 2018-12-31→ CFFN commnon stock (2,780 underlying)
    2,780

  • CFFN Phantom Stock 2016

    Exercise: $16.46From: 2019-12-31Exp: 2019-12-31→ CFFN common stock (2,752 underlying)
    2,752
Footnotes (1)
  • [F1]Phantom stock units are acquired under the Company's Deferred Incentive Bonus Plan. The units are deemed sold and settled in cash three years from date of acquisition.

Documents

1 file
  • 4
    wf-form4_151501772927439.xmlPrimary

    FORM 4