FERGUSON RODNEY A

CIK 00012661306 companiesCAMPBELL, CA

SEC Profile

Transactions

Companies

Filings

CIK

0001266130

Recent Transactions

32 trades

Award
Hercules Capital, Inc.$HTGC
Common Stock
2015-12-31$12.19/sh+2,050→ 7,855 total
Award
Hercules Capital, Inc.$HTGC
Common Stock
2015-09-30$10.11/sh+2,472→ 5,805 total
Award
Hercules Capital, Inc.$HTGC
Common Stock
2015-07-07$11.44/sh+3,333→ 3,333 total
Award
Hercules Capital, Inc.$HTGC
Stock Option (right to buy)
2015-07-07+10,000→ 10,000 total
Disposition from Tender
Auspex Pharmaceuticals, Inc.
Common Stock
2015-05-05−2,500,589→ 0 total
Sale
Auspex Pharmaceuticals, Inc.
Common Stock
2015-01-28$53.11/sh−270,000→ 2,500,589 total
Conversion
Auspex Pharmaceuticals, Inc.
Series D Convertible Preferred Stock
2014-02-10−8,700,698→ 0 total
Purchase
Auspex Pharmaceuticals, Inc.
Common Stock
2014-02-10$12.00/sh+333,334→ 2,770,589 total
Conversion
Auspex Pharmaceuticals, Inc.
Common Stock
2014-02-10+2,437,255→ 2,437,255 total
Conversion
Auspex Pharmaceuticals, Inc.
Series E Convertible Preferred Stock
2014-02-10−2,266,952→ 0 total
Award
ANESIVA, INC.
Option (right to buy)
2007-05-31+10,000→ 10,000 total
Award
ANESIVA, INC.
Option (right to buy)
2006-06-22+10,000→ 10,000 total
Award
ANESIVA, INC.
Option (right to buy)
2005-12-16+50,000→ 50,000 total
Award
ANESIVA, INC.
Common Stock
2005-12-15+20,066→ 35,134 total
Award
ANESIVA, INC.
Common Stock
2005-12-15+2,144,698→ 2,886,121 total
Award
ANESIVA, INC.
Common Stock
2005-12-15+7,332→ 13,198 total
Award
ANESIVA, INC.
Common Stock
2005-12-15+44,218→ 81,769 total
Award
ANESIVA, INC.
Common Stock
2005-12-15+130,596→ 234,689 total
Award
ANESIVA, INC.
Common Stock
2005-12-15+65,565→ 118,118 total
Award
SANTARUS INC
Stock Option (right to buy)
2005-06-09+17,500→ 17,500 total
Award
ANESIVA, INC.
Option (right to buy)
2005-06-08+10,000→ 10,000 total
Purchase
SANTARUS INC
Common Stock
2004-12-31$1.60/sh+151,982→ 151,982 total
Sale
SANTARUS INC
Common Stock
2004-12-31$1.60/sh−151,982→ 2,400,206 total
Sale
ANESIVA, INC.
Common Stock
2004-12-30$5.15/sh−150,204→ 2,965,692 total
Purchase
ANESIVA, INC.
Common Stock
2004-12-30$5.15/sh+150,204→ 150,204 total
Award
SANTARUS INC
Stock Option (right to buy)
2004-07-27+17,500→ 17,500 total
Conversion
SANTARUS INC
Series C Preferred Stock
2004-04-06−4,115,226→ 0 total
Conversion
SANTARUS INC
Common Stock
2004-04-06+241,479→ 241,479 total
Conversion
SANTARUS INC
Series D Preferred Stock
2004-04-06−845,187→ 0 total
Conversion
SANTARUS INC
Series D Preferred Stock
2004-04-06−3,136,655→ 0 total
Conversion
SANTARUS INC
Common Stock
2004-04-06+1,656,012→ 1,656,012 total
Conversion
SANTARUS INC
Common Stock
2004-04-06+896,176→ 2,552,188 total

Companies

Recent Filings

Address

PANORAMA CAPITAL, L.P. 1999 SOUTH BASCOM AVENUE SUITE 700

CAMPBELL, CA, 95008

View on SEC.gov