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4//SEC Filing

ANESIVA, INC. 4

Accession 0001144204-06-026083

CIK 0001131517operating
View on SEC.govCompany Profile

Filed

Jun 25, 8:00 PM ET

Accepted

Jun 26, 12:43 PM ET

Size

21.2 KB

Accession

0001144204-06-026083

Insider Transaction Report

Form 4
Period: 2006-06-22
ANESIVA, INC.ANSV
FERGUSON RODNEY A
Director
Transactions
  • Award

    Option (right to buy)

    2006-06-22+10,000→ 10,000 total
    Exercise: $7.87Exp: 2016-06-22→ Common Stock (10,000 underlying)
Holdings

  • Common Stock

    (indirect: See Footnote)
    118,118

  • Common Stock

    (indirect: See Footnote)
    81,769

  • Common Stock

    (indirect: See Footnote)
    35,134

  • Common Stock

    (indirect: See Footnote)
    13,198

  • Option (right to buy)

    Exercise: $2.44Exp: 2015-06-07→ Common Stock (2,500 underlying)
    2,500

  • Common Stock

    (indirect: See Footnote)
    34

  • Common Stock

    (indirect: See Footnote)
    234,689

  • Common Stock

    (indirect: See Footnote)
    2,886,121

  • Option (right to buy)

    Exercise: $1.20Exp: 2012-12-03→ Common Stock (10,000 underlying)
    10,000

  • Option (right to buy)

    Exercise: $9.80Exp: 2015-12-16→ Common Stock (50,000 underlying)
    50,000
Footnotes (11)
  • [F1]The amount shown represent the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners (SBIC), LLC ("JPM SBIC"), a portion of which may be deemed attributable to the Reporting Person because the Reporting Person is a Managing Director of JPM SBIC and a limited partner of JPMP Master Fund Manager, L.P. ("MF Manager"), the sole general partner of J.P. Morgan Partners (BHCA), L.P. ("JPM BHCA"), the sole member of JPM SBIC. The actual pro rata portion that may be deemed attributable to the Reporting Person is not readily determinable because it is subject to several variables, including the internal rate of return and vesting of interests within JPM BHCA and MF Manager. Mr. Ferguson disclaims beneficial ownership of the securities to the extent it exceeds his pecuniary interest therein.
  • [F10]These options were granted to the Reporting Person as Director's Compensation, the Reporting Person is obligated to transfer any shares issued under the stock option to JPM SBIC. The option is immediately exercisable. One-quarter of these shares are immediately vested, the remainder of the shares will vest in equal monthly installments over 48 months.
  • [F11]These options were granted to the Reporting Person as Director's Compensation, the Reporting Person is obligated to transfer any shares issued under the stock option to JPM SBIC. The option is immediately exercisable. Shares subject to the option vest monthly over 12 months.
  • [F2]The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors, L.P., a portion of which may be deemed attributable to the Reporting Person because the Reporting Person is a Managing Director of JPMP Capital Corp., the general partner of JPMP Global Investors, L.P., which is the general partner of J.P. Morgan Partners Global Investors, L.P. The actual pro rata portion of such beneficial ownership that may be deemed attributable to the Reporting Person is not readily determinable because it is subject to several variables, including the internal rate of return and vesting within JPMP Global Investors, L.P. and J.P. Morgan Partners Global Investors, L.P. The Reporting Person disclaims beneficial ownership in the securities to the extent it exceeds his pecuniary interest therein.
  • [F3]The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors A, L.P., a portion of which may be deemed attributable to the Reporting Person because the Reporting Person is a Managing Director of JPMP Capital Corp., the general partner of JPMP Global Investors, L.P., which is the general partner of J.P. Morgan Partners Global Investors A, L.P. The actual pro rata portion of such beneficial ownership that may be deemed attributable to the Reporting Person is not readily determinable because it is subject to several variables, including the internal rate of return and vesting within JPMP Global Investors, L.P. and J.P. Morgan Partners Global Investors A, L.P. The Reporting Person disclaims beneficial ownership in the securities to the extent it exceeds his pecuniary interest therein.
  • [F4]The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors (Cayman), L.P. ("Cayman"), a portion of which may be deemed attributable to the Reporting Person because the Reporting Person is a Managing Director of JPMP Capital corp., the general partner of JPMP Global Investors, L.P. which is the general partner of Cayman. The actual pro rata portion of such beneficial ownership that may be deemed attributable to the Reporting Person is not readily determinable because it is subject to several variables, including the internal rate of return and vesting within JPMP Global Investors, L.P. and Cayman. The Reporting Person disclaims beneficial ownership in the securities to the extent it exceeds his pecuniary interest therein.
  • [F5]The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors (Cayman) II, L.P. ("Cayman II"), a portion of which may be deemed attributable to the Reporting Person because the Reporting Person is a Managing Director of JPMP Capital Corp., the general partner of JPMP Global Investors, L.P. which is the general partner of Cayman II. The actual pro rata portion of such beneficial ownership that may be deemed attributable to the Reporting Person is not readily determinable because it is subject to several variables, including the internal rate of return and vesting within JPMP Global Investors, L.P. and Cayman II. The Reporting Person disclaims beneficial ownership in the securities to the extent it exceeds his pecuniary interest therein.
  • [F6]These shares were received by the Ferguson/Egan Family Trust dated 6/28/99 (the "Trust"), upon a distribution of the shares of the Issuer by Interwest Partners VIII, L.P., Interwest Investors Q VIII, LLC and Interwest Investors VII, L.P. The Reporting Person is a trustee and beneficiary of the Trust, and therefore beneficial ownership may be deemed attributable to the Reporting Person as a result thereof. The Reporting Person disclaims beneficial ownership of such shares except to the extent it exceeds his pecuniary interest therein.
  • [F7]The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors (Selldown), L.P. ("Selldown"), a portion of which may be deemed attributable to the Reporting Person because the Reporting Person is a Managing Director of JPMP Capital Corp., the general partner of JPMP Global Investors, L.P., which is the general partner of Selldown.
  • [F8]These options were granted to the Reporting Person as Director's Compensation, the Reporting Person is obligated to transfer any shares issued under the stock option to JPM SBIC. The option is immediately exercisable. Shares subject to the option vest monthly over 48 months.
  • [F9]These options were granted to the Reporting Person as Director's Compensation, the Reporting Person is obligated to transfer any shares issued under the stock option to JPM SBIC. The option is immediately exercisable. Shares subject to the option vest monthly over 12 months.

Documents

1 file

Issuer

ANESIVA, INC.

CIK 0001131517

→
Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001131517

Filing Metadata

Form type
4
Filed
Jun 25, 8:00 PM ET
Accepted
Jun 26, 12:43 PM ET
Size
21.2 KB
View on SEC.gov