4//SEC Filing
SANTARUS INC 4
Accession 0001144204-05-018804
CIK 0001172480operating
Filed
Jun 12, 8:00 PM ET
Accepted
Jun 13, 8:11 PM ET
Size
16.9 KB
Accession
0001144204-05-018804
Insider Transaction Report
Form 4
SANTARUS INCSNTS
FERGUSON RODNEY A
Director
Transactions
- Award
Stock Option (right to buy)
2005-06-09+17,500→ 17,500 totalExercise: $3.00From: 2005-06-09Exp: 2015-06-09→ Common Stock (17,500 underlying)
Holdings
- 151,982(indirect: See footnote)
Common Stock
- 2,400,206(indirect: See footnote)
Common Stock
- 17,500
Stock Option (right to buy)
Exercise: $10.00From: 2004-07-27Exp: 2014-07-27→ Common Stock (17,500 underlying) - 241,479(indirect: See footnote)
Common Stock
- 4,285
Stock Option (right to buy)
Exercise: $1.05From: 2001-12-18Exp: 2011-12-18→ Common Stock (4,285 underlying) - 25,000
Stock Option (right to buy)
Exercise: $9.00From: 2004-04-01Exp: 2014-04-01→ Common Stock (25,000 underlying) - 10,000
Stock Option (right to buy)
Exercise: $1.75From: 2004-12-03Exp: 2013-12-03→ Common Stock (10,000 underlying)
Footnotes (7)
- [F1]The amounts shown represent the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners (SBIC), LLC ("JPM SBIC"), a portion of which may be deemed attributable to the Reporting Person because the Reporting Person is a Managing Director of JPM SBIC and a limited partner of JPMP Master Fund Manager, L.P. ("MF Manager"), the sole general partner of J.P. Morgan Partners (BHCA), L.P. ("JPM BHCA"), the sole member of JPM SBIC. The actual pro rata portion of such beneficial ownership that may be deemed attributable to the Reporting Person is not readily determinable because it is subject to several variables, including the internal rate of return and vesting of interests within JPM BHCA and MF Manager. Mr. Ferguson disclaims beneficial ownership of the securities to the extent it exceeds his pecuniary interest therein.
- [F2]The amounts shown represent the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors (SBIC), LLC ("JPM Global SBIC"), a portion of which may be deemed attributable to the Reporting Person because the Reporting Person is a Managing Director of JPM Global SBIC. The actual pro rata portion of such beneficial ownership that may be deemed attributable to the Reporting Person is not readily determinable because it is subject to several variables, including the internal rate of return and vesting of interests within JPM Global SBIC. Mr. Ferguson disclaims beneficial ownership of the securities to the extent it exceeds his pecuniary interest therein.
- [F3]The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors (Selldown), L.P. ("Selldown"), a portion of which may be deemed attributable to the Reporting Person because the Reporting Person is a Managing Director of JPMP Capital Corp., the general partner of JPMP Global Investors, L.P., the general partner of Selldown.
- [F4]These options are fully vested.
- [F5]These options were granted to the Reporting Person as Director's Compensation. The Reporting Person is obligated to transfer any shares issued under the stock option to JPM SBIC.
- [F6]One-twelfth of the options vest monthly commencing July 27, 2004.
- [F7]One-twelfth of the options vest monthly commencing June 9, 2005.
Documents
Issuer
SANTARUS INC
CIK 0001172480
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001172480
Filing Metadata
- Form type
- 4
- Filed
- Jun 12, 8:00 PM ET
- Accepted
- Jun 13, 8:11 PM ET
- Size
- 16.9 KB