giovanniello joseph

CIK 00015673151 companyMIAMI, FL

SEC Profile

Transactions

Companies

Filings

CIK

0001567315

Recent Transactions

48 trades

Disposition to Issuer
LADENBURG THALMANN FINANCIAL SERVICES INC.
Stock Option (Right to Buy)
2020-02-14$0.25/sh−30,000→ 0 total
Disposition to Issuer
LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock
2020-02-14$3.50/sh−473,207→ 0 total
Disposition to Issuer
LADENBURG THALMANN FINANCIAL SERVICES INC.
Stock Option (Right to Buy)
2020-02-14$2.22/sh−50,000→ 0 total
Disposition to Issuer
LADENBURG THALMANN FINANCIAL SERVICES INC.
Stock Option (Right to Buy)
2020-02-14$0.70/sh−50,000→ 0 total
Disposition to Issuer
LADENBURG THALMANN FINANCIAL SERVICES INC.
Stock Option (Right to Buy)
2020-02-14$2.10/sh−25,000→ 0 total
Sale
LADENBURG THALMANN FINANCIAL SERVICES INC.
8.00% Series A Cumulative Redeemable Preferred Stock
2020-02-12$25.11/sh−2,000→ 0 total
Exercise/Conversion
LADENBURG THALMANN FINANCIAL SERVICES INC.
Stock Option (Right to Buy)
2020-01-07−50,000→ 0 total
Exercise/Conversion
LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock
2020-01-07$0.90/sh+50,000→ 473,207 total
Award
LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock
2019-06-28$3.26/sh+1,342→ 420,153 total
Award
LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock
2019-03-29$2.69/sh+163→ 418,811 total
Award
LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock
2019-01-10+60,000→ 418,648 total
Award
LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock
2018-12-31$2.21/sh+1,101→ 358,648 total
Purchase
LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock
2018-10-15$2.55/sh+4,000→ 357,547 total
Award
LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock
2018-09-28$2.56/sh+1,535→ 353,547 total
Award
LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock
2018-06-29$3.23/sh+755→ 352,012 total
Exercise/Conversion
LADENBURG THALMANN FINANCIAL SERVICES INC.
Stock Option (Right to Buy)
2018-05-22−15,000→ 0 total
Exercise/Conversion
LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock
2018-05-22$2.30/sh+15,000→ 351,257 total
Award
LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock
2018-03-29$3.11/sh+241→ 336,257 total
Award
LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock
2018-01-12+50,000→ 336,016 total
Award
LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock
2017-09-29$2.74/sh+457→ 286,016 total
Award
LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock
2017-06-30$2.32/sh+1,941→ 285,559 total
Award
LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock
2017-03-31$2.36/sh+7,640→ 283,618 total
Award
LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock
2017-01-13+40,000→ 275,978 total
Award
LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock
2016-09-30$2.19/sh+569→ 235,978 total
Purchase
LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock
2016-06-30$2.24/sh+2,008→ 235,409 total
Purchase
LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock
2016-03-31$2.38/sh+7,578→ 233,401 total
Award
LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock
2016-01-14+40,000→ 225,823 total
Purchase
LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock
2015-12-31$2.62/sh+428→ 185,823 total
Purchase
LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock
2015-09-30$2.00/sh+3,554→ 185,395 total
Purchase
LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock
2015-09-18$2.39/sh+1,000→ 181,841 total
Purchase
LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock
2015-06-30$3.33/sh+828→ 180,841 total
Purchase
LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock
2015-04-14$3.73/sh+2,000→ 180,013 total
Purchase
LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock
2015-03-31$3.67/sh+3,477→ 178,013 total
Exercise/Conversion
LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock
2015-01-29$0.58/sh+30,000→ 174,536 total
Exercise/Conversion
LADENBURG THALMANN FINANCIAL SERVICES INC.
Stock Option (Right to Buy)
2015-01-29−30,000→ 0 total
Award
LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock
2015-01-20+40,000→ 144,536 total
Purchase
LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock
2014-12-31$3.75/sh+666→ 104,536 total
Purchase
LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock
2014-12-31$3.95/sh+1,000→ 103,870 total
Purchase
LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock
2014-09-30$4.03/sh+1,117→ 102,870 total
Purchase
LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock
2014-06-30$2.99/sh+835→ 101,753 total
Exercise/Conversion
LADENBURG THALMANN FINANCIAL SERVICES INC.
Stock Option (Right to Buy)
2014-01-31−30,000→ 0 total
Exercise/Conversion
LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock
2014-01-31$1.01/sh+30,000→ 96,909 total
Award
LADENBURG THALMANN FINANCIAL SERVICES INC.
Stock Option (Right to Buy)
2014-01-17+30,000→ 30,000 total
Purchase
LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock
2013-12-31$2.97/sh+840→ 66,909 total
Purchase
LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock
2013-09-30$1.72/sh+2,617→ 66,069 total
Purchase
LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock
2013-06-28$1.57/sh+1,595→ 63,452 total
Purchase
LADENBURG THALMANN FINANCIAL SERVICES INC.
8.00% Series A Cumulative Redeemable Preferred Stock
2013-05-24$25.00/sh+2,000→ 2,000 total
Other
LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock
2013-03-28$1.58/sh+1,506→ 61,857 total

Companies

LADENBURG THALMANN FINANCIAL SERVICES INC.
Senior Vice President

Recent Filings

Address

C/O LADENBURG THALMANN FINANCIAL SERVICE 4400 BISCAYNE BLVD.

MIAMI, FL, 33137

View on SEC.gov