giovanniello joseph 4
4 · LADENBURG THALMANN FINANCIAL SERVICES INC. · Filed May 23, 2018
Insider Transaction Report
Form 4
giovanniello joseph
Senior Vice President
Transactions
- Exercise/Conversion
Common Stock
2018-05-22$2.30/sh+15,000$34,500→ 351,257 total - Exercise/Conversion
Stock Option (Right to Buy)
2018-05-22−15,000→ 0 totalExercise: $2.30Exp: 2018-06-02→ Common Stock (15,000 underlying)
Holdings
- 2,000
8.00% Series A Cumulative Redeemable Preferred Stock
Footnotes (2)
- [F1]The 8.00% Series A Cumulative Redeemable Preferred Stock is convertible into common stock at a non-fixed conversion rate in connection with a change of control as described in the Issuer's Current Report on Form 8-K, filed with the Securities and Exchange Commission on May 24, 2013.
- [F2]The option vested in four equal annual installments commencing on June 3, 2009.