Dwyer William E III

CIK 00014051211 companyBOSTON, MA

SEC Profile

Transactions

Companies

Filings

CIK

0001405121

Recent Transactions

50 trades

Award
LPL Financial Holdings Inc.$LPLA
Option to Purchase Common Stock
2013-02-22+116,733→ 116,733 total
Gift
LPL Financial Holdings Inc.$LPLA
Common Stock
2012-12-28−177,888→ 561,745 total
Gift
LPL Financial Holdings Inc.$LPLA
Common Stock
2012-09-14−33,344→ 739,633 total
Exercise/Conversion
LPL Financial Holdings Inc.$LPLA
Common Stock
2012-05-07$1.49/sh+603,220→ 1,032,362 total
Exercise/Conversion
LPL Financial Holdings Inc.$LPLA
Option to Purchase Common Stock
2012-05-07−603,220→ 0 total
Exercise/Conversion
LPL Financial Holdings Inc.$LPLA
Option to Purchase Common Stock
2012-05-07−20,000→ 30,000 total
Tax Payment
LPL Financial Holdings Inc.$LPLA
Common Stock
2012-05-07$34.39/sh−303,411→ 772,977 total
Exercise/Conversion
LPL Financial Holdings Inc.$LPLA
Option to Purchase Common Stock
2012-05-07−24,026→ 10,974 total
Exercise/Conversion
LPL Financial Holdings Inc.$LPLA
Common Stock
2012-05-07$22.08/sh+20,000→ 1,076,388 total
Exercise/Conversion
LPL Financial Holdings Inc.$LPLA
Common Stock
2012-05-07$27.80/sh+24,026→ 1,056,388 total
Exercise/Conversion
LPL Financial Holdings Inc.$LPLA
Common Stock
2012-03-06$1.49/sh+64,700→ 429,142 total
Exercise/Conversion
LPL Financial Holdings Inc.$LPLA
Option to Purchase Common Stock
2012-03-06−64,700→ 603,220 total
Exercise/Conversion
LPL Financial Holdings Inc.$LPLA
Option to Purchase Common Stock
2012-03-05−530→ 0 total
Exercise/Conversion
LPL Financial Holdings Inc.$LPLA
Common Stock
2012-03-05$1.35/sh+530→ 364,442 total
Exercise/Conversion
LPL Financial Holdings Inc.$LPLA
Common Stock
2012-03-02$1.35/sh+35,098→ 399,010 total
Exercise/Conversion
LPL Financial Holdings Inc.$LPLA
Option to Purchase Common Stock
2012-03-02−35,098→ 0 total
Sale
LPL Financial Holdings Inc.$LPLA
Common Stock
2012-03-02$34.16/sh−35,098→ 363,912 total
Exercise/Conversion
LPL Financial Holdings Inc.$LPLA
Common Stock
2012-02-22+95,149→ 402,258 total
Tax Payment
LPL Financial Holdings Inc.$LPLA
Common Stock
2012-02-22$32.60/sh−38,346→ 363,912 total
Exercise/Conversion
LPL Financial Holdings Inc.$LPLA
Restricted Stock Units
2012-02-22−95,149→ 0 total
Exercise/Conversion
LPL Financial Holdings Inc.$LPLA
Common Stock
2012-02-10$1.35/sh+28,650→ 307,109 total
Exercise/Conversion
LPL Financial Holdings Inc.$LPLA
Option to Purchase Common Stock
2012-02-10−28,650→ 0 total
Exercise/Conversion
LPL Financial Holdings Inc.$LPLA
Common Stock
2012-02-09$1.35/sh+35,098→ 313,557 total
Award
LPL Financial Holdings Inc.$LPLA
Option to Purchase Common Stock
2012-02-09+104,040→ 104,040 total
Exercise/Conversion
LPL Financial Holdings Inc.$LPLA
Option to Purchase Common Stock
2012-02-09−35,098→ 0 total
Sale
LPL Financial Holdings Inc.$LPLA
Common Stock
2012-02-09$32.27/sh−35,098→ 278,459 total
Gift
LPL Financial Holdings Inc.$LPLA
Common Stock
2011-12-22−35,174→ 278,459 total
Gift
LPL Financial Holdings Inc.$LPLA
Common Stock
2011-12-20+35,174→ 348,807 total
Gift
LPL Financial Holdings Inc.$LPLA
Common Stock
2011-12-20−35,174→ 313,633 total
Exercise/Conversion
LPL Financial Holdings Inc.$LPLA
Common Stock
2011-05-23$1.35/sh+95,150→ 313,633 total
Exercise/Conversion
LPL Financial Holdings Inc.$LPLA
Stock Option (Right to Buy)
2011-05-23+95,150→ 0 total
Sale
LPL Financial Holdings Inc.$LPLA
Common Stock
2011-05-19$34.93/sh−20,155→ 218,483 total
Exercise/Conversion
LPL Financial Holdings Inc.$LPLA
Common Stock
2011-05-19$1.35/sh+20,155→ 238,638 total
Exercise/Conversion
LPL Financial Holdings Inc.$LPLA
Stock Option (Right to Buy)
2011-05-19+20,155→ 0 total
Exercise/Conversion
LPL Financial Holdings Inc.$LPLA
Common Stock
2011-05-18$1.35/sh+52,479→ 270,962 total
Exercise/Conversion
LPL Financial Holdings Inc.$LPLA
Stock Option (Right to Buy)
2011-05-18+52,479→ 0 total
Sale
LPL Financial Holdings Inc.$LPLA
Common Stock
2011-05-18$34.57/sh−52,479→ 218,483 total
Gift
LPL Financial Holdings Inc.$LPLA
Common Stock
2011-05-03−16,941.55→ 313,633 total
Gift
LPL Financial Holdings Inc.$LPLA
Common Stock
2011-05-02+5,251.88→ 330,574.55 total
Gift
LPL Financial Holdings Inc.$LPLA
Common Stock
2011-05-02+11,689.67→ 325,322.67 total
Purchase
LPL Financial Holdings Inc.$LPLA
Option to Purchase Common Stock
2010-12-22+64,000→ 64,000 total
Gift
LPL Financial Holdings Inc.$LPLA
Common Stock
2010-12-20$33.71/sh−60,000→ 243,683 total
Exercise/Conversion
LPL Financial Holdings Inc.$LPLA
Stock Option (Right to Buy)
2010-11-17+554,380→ 0 total
Exercise/Conversion
LPL Financial Holdings Inc.$LPLA
Stock Option (Right to Buy)
2010-11-17+13,360→ 0 total
Exercise/Conversion
LPL Financial Holdings Inc.$LPLA
Common Stock
2010-11-17$2.07/sh+13,360→ 61,560 total
Exercise/Conversion
LPL Financial Holdings Inc.$LPLA
Common Stock
2010-11-17$1.88/sh+554,380→ 615,940 total
Sale
LPL Financial Holdings Inc.$LPLA
Common Stock
2010-11-17$30.00/sh−312,257→ 303,683 total
Exercise/Conversion
LPL Financial Holdings Inc.$LPLA
Common Stock
2009-12-10$1.07/sh+23,000→ 48,200 total
Exercise/Conversion
LPL Financial Holdings Inc.$LPLA
Employee Stock Option (right to buy)
2009-12-10−23,000→ 0 total
Purchase
LPL Financial Holdings Inc.$LPLA
Option to purchase Common Stock
2009-09-14+50,000→ 50,000 total

Companies

LPL Financial Holdings Inc.
Managing Director
$LPLA

Recent Filings

Address

C/O LPL INVESTMENT HOLDINGS INC. ONE BEACON STREET, FLOOR 22

BOSTON, MA, 02108

View on SEC.gov