Dwyer William E III

CIK 00014051211 companyBOSTON, MA

SEC Profile

Transactions

Companies

Filings

CIK

0001405121

Recent Transactions

16 trades

Exercise/Conversion
LPL Financial Holdings Inc.$LPLA
Stock Option (Right to Buy)
2011-05-23+95,150→ 0 total
Exercise/Conversion
LPL Financial Holdings Inc.$LPLA
Common Stock
2011-05-23$1.35/sh+95,150→ 313,633 total
Exercise/Conversion
LPL Financial Holdings Inc.$LPLA
Common Stock
2011-05-23$1.35/sh+95,150→ 313,633 total
Exercise/Conversion
LPL Financial Holdings Inc.$LPLA
Stock Option (Right to Buy)
2011-05-23+95,150→ 0 total
Exercise/Conversion
LPL Financial Holdings Inc.$LPLA
Stock Option (Right to Buy)
2011-05-19+20,155→ 0 total
Exercise/Conversion
LPL Financial Holdings Inc.$LPLA
Common Stock
2011-05-19$1.35/sh+20,155→ 238,638 total
Exercise/Conversion
LPL Financial Holdings Inc.$LPLA
Stock Option (Right to Buy)
2011-05-19+20,155→ 0 total
Sale
LPL Financial Holdings Inc.$LPLA
Common Stock
2011-05-19$34.93/sh−20,155→ 218,483 total
Sale
LPL Financial Holdings Inc.$LPLA
Common Stock
2011-05-19$34.93/sh−20,155→ 218,483 total
Exercise/Conversion
LPL Financial Holdings Inc.$LPLA
Common Stock
2011-05-19$1.35/sh+20,155→ 238,638 total
Sale
LPL Financial Holdings Inc.$LPLA
Common Stock
2011-05-18$34.57/sh−52,479→ 218,483 total
Exercise/Conversion
LPL Financial Holdings Inc.$LPLA
Stock Option (Right to Buy)
2011-05-18+52,479→ 0 total
Exercise/Conversion
LPL Financial Holdings Inc.$LPLA
Common Stock
2011-05-18$1.35/sh+52,479→ 270,962 total
Sale
LPL Financial Holdings Inc.$LPLA
Common Stock
2011-05-18$34.57/sh−52,479→ 218,483 total
Exercise/Conversion
LPL Financial Holdings Inc.$LPLA
Stock Option (Right to Buy)
2011-05-18+52,479→ 0 total
Exercise/Conversion
LPL Financial Holdings Inc.$LPLA
Common Stock
2011-05-18$1.35/sh+52,479→ 270,962 total

Companies

LPL Financial Holdings Inc.
Pres., Nat'l Sales & Mktg.
$LPLA

Recent Filings

Address

C/O LPL INVESTMENT HOLDINGS INC. ONE BEACON STREET

BOSTON, MA, 02108

View on SEC.gov