Dwyer William E III 4
4 · LPL Investment Holdings Inc. · Filed Mar 5, 2012
Insider Transaction Report
Form 4
Dwyer William E III
Managing Director
Transactions
- Exercise/Conversion
Common Stock
2012-03-02$1.35/sh+35,098$47,382→ 399,010 total - Exercise/Conversion
Option to Purchase Common Stock
2012-03-02−35,098→ 0 totalExercise: $1.35Exp: 2013-11-30→ Common Stock (35,098 underlying) - Sale
Common Stock
2012-03-02$34.16/sh−35,098$1,198,948→ 363,912 total
Footnotes (2)
- [F1]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.99 to $34.48, inclusive. The reporting person undertakes to provide to LPL Investment Holdings Inc., any security holder of LPL Investment Holdings Inc., or the staff of the Securities and Exchange Commission, uipon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.
- [F2]Fully vested as of 11/30/2008