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SEC Insider//CIK 0001404933

Baum James

CIK 00014049332 companiesMARLBOROUGH, MA
SEC Profile

Transactions

50

Companies

2

Filings

10

CIK

0001404933

Recent Transactions

50 trades
  • Disposition to Issuer
    ENERNOC INC

    Common Stock

    2017-08-07$7.67/sh−22,250→ 0 total
  • Disposition from Tender
    ENERNOC INC

    Common Stock

    2017-08-05$7.67/sh−33,613→ 22,250 total
  • Award
    ENERNOC INC

    Common Stock

    2017-06-27+11,250→ 55,863 total
  • Award
    ENERNOC INC

    Common Stock

    2016-06-01+11,000→ 44,613 total
  • Award
    ENERNOC INC

    Common Stock

    2015-05-27+12,340→ 33,613 total
  • Award
    ENERNOC INC

    Common Stock

    2014-02-19+6,273→ 21,273 total
  • Award
    ENERNOC INC

    Common Stock

    2013-04-15+15,000→ 15,000 total
  • Disposition to Issuer
    NETEZZA CORP

    Employee Stock Option (right to buy)

    2010-11-10$20.30/sh−50,000→ 0 total
  • Disposition to Issuer
    NETEZZA CORP

    Employee Stock Option (right to buy)

    2010-11-10$24.50/sh−550,000→ 0 total
  • Disposition to Issuer
    NETEZZA CORP

    Common Stock

    2010-11-10−75,000→ 0 total
  • Disposition to Issuer
    NETEZZA CORP

    Employee Stock Option (right to buy)

    2010-11-10−280,000→ 0 total
  • Disposition to Issuer
    NETEZZA CORP

    Employee Stock Option (right to buy)

    2010-11-10−200,000→ 0 total
  • Exercise/Conversion
    NETEZZA CORP

    Employee Stock Option (right to buy)

    2010-08-27−100,000→ 550,000 total
  • Sale
    NETEZZA CORP

    Common Stock

    2010-08-27$18.25/sh−100,000→ 75,000 total
  • Exercise/Conversion
    NETEZZA CORP

    Common Stock

    2010-08-27$2.50/sh+100,000→ 175,000 total
  • Exercise/Conversion
    NETEZZA CORP

    Common Stock

    2010-07-26$2.50/sh+100,000→ 175,000 total
  • Exercise/Conversion
    NETEZZA CORP

    Employee Stock Option (right to buy)

    2010-07-26−100,000→ 650,000 total
  • Sale
    NETEZZA CORP

    Common Stock

    2010-07-26$16.00/sh−100,000→ 75,000 total
  • Sale
    NETEZZA CORP

    Common Stock

    2010-04-15$14.00/sh−100,000→ 75,000 total
  • Exercise/Conversion
    NETEZZA CORP

    Employee Stock Option (right to buy)

    2010-04-15−100,000→ 750,000 total
  • Exercise/Conversion
    NETEZZA CORP

    Common Stock

    2010-04-15$2.50/sh+100,000→ 175,000 total
  • Award
    NETEZZA CORP

    Common Stock

    2010-03-08+75,000→ 75,000 total
  • Sale
    NETEZZA CORP

    Common Stock

    2009-12-01$10.33/sh−10,000→ 0 total
  • Exercise/Conversion
    NETEZZA CORP

    Common Stock

    2009-12-01$2.50/sh+10,000→ 10,000 total
  • Exercise/Conversion
    NETEZZA CORP

    Employee Stock Option (right to buy)

    2009-12-01−10,000→ 850,000 total
  • Sale
    NETEZZA CORP

    Common Stock

    2009-11-02$9.17/sh−10,000→ 0 total
  • Exercise/Conversion
    NETEZZA CORP

    Common Stock

    2009-11-02$2.50/sh+10,000→ 10,000 total
  • Exercise/Conversion
    NETEZZA CORP

    Employee Stock Option (right to buy)

    2009-11-02−10,000→ 860,000 total
  • Exercise/Conversion
    NETEZZA CORP

    Common Stock

    2009-10-01$2.50/sh+10,000→ 10,000 total
  • Sale
    NETEZZA CORP

    Common Stock

    2009-10-01$10.70/sh−10,000→ 0 total
  • Exercise/Conversion
    NETEZZA CORP

    Employee Stock Option (right to buy)

    2009-10-01−10,000→ 870,000 total
  • Sale
    NETEZZA CORP

    Common Stock

    2009-09-01$9.36/sh−5,000→ 0 total
  • Exercise/Conversion
    NETEZZA CORP

    Employee Stock Option (right to buy)

    2009-09-01−5,000→ 880,000 total
  • Exercise/Conversion
    NETEZZA CORP

    Common Stock

    2009-09-01$2.50/sh+5,000→ 5,000 total
  • Exercise/Conversion
    NETEZZA CORP

    Common Stock

    2009-08-20$2.50/sh+100,000→ 100,000 total
  • Exercise/Conversion
    NETEZZA CORP

    Employee Stock Option (right to buy)

    2009-08-20−100,000→ 885,000 total
  • Sale
    NETEZZA CORP

    Common Stock

    2009-08-20$10.00/sh−100,000→ 0 total
  • Sale
    NETEZZA CORP

    Common Stock

    2009-08-03$8.97/sh−5,000→ 0 total
  • Exercise/Conversion
    NETEZZA CORP

    Employee Stock Option (right to buy)

    2009-08-03−5,000→ 985,000 total
  • Exercise/Conversion
    NETEZZA CORP

    Common Stock

    2009-08-03$2.50/sh+5,000→ 5,000 total
  • Exercise/Conversion
    NETEZZA CORP

    Employee Stock Option (right to buy)

    2009-07-01−5,000→ 990,000 total
  • Exercise/Conversion
    NETEZZA CORP

    Common Stock

    2009-07-01$2.50/sh+5,000→ 5,000 total
  • Sale
    NETEZZA CORP

    Common Stock

    2009-07-01$8.31/sh−5,000→ 0 total
  • Sale
    NETEZZA CORP

    Common Stock

    2009-06-01$7.00/sh−5,000→ 0 total
  • Exercise/Conversion
    NETEZZA CORP

    Common Stock

    2009-06-01$2.50/sh+5,000→ 5,000 total
  • Exercise/Conversion
    NETEZZA CORP

    Employee Stock Option (right to buy)

    2009-06-01−5,000→ 1,045,000 total
  • Award
    NETEZZA CORP

    Employee Stock Option (right to buy)

    2009-03-09+280,000→ 280,000 total
  • Exercise/Conversion
    NETEZZA CORP

    Employee Stock Option (right to buy)

    2008-05-14−100,000→ 1,200,000 total
  • Exercise/Conversion
    NETEZZA CORP

    Employee Stock Option (right to buy)

    2008-05-14−106,945→ 1,300,000 total
  • Exercise/Conversion
    NETEZZA CORP

    Common Stock

    2008-05-14$2.50/sh+106,945→ 106,945 total

Companies

2

Recent Filings

10

Address

C/O NETEZZA CORPORATION 26 FOREST STREET

MARLBOROUGH, MA, 01752

View on SEC.gov