Home/Filings/4/0001209191-10-044601
4//SEC Filing

Baum James 4

Accession 0001209191-10-044601

CIK 0001132484other

Filed

Aug 30, 8:00 PM ET

Accepted

Aug 31, 4:40 PM ET

Size

9.3 KB

Accession

0001209191-10-044601

Insider Transaction Report

Form 4
Period: 2010-08-27
Baum James
DirectorPresident & CEO
Transactions
  • Sale

    Common Stock

    2010-08-27$18.25/sh100,000$1,825,00075,000 total
  • Exercise/Conversion

    Common Stock

    2010-08-27$2.50/sh+100,000$250,000175,000 total
  • Exercise/Conversion

    Employee Stock Option (right to buy)

    2010-08-27100,000550,000 total
    Exercise: $2.50Exp: 2016-08-10Common Stock (100,000 underlying)
Footnotes (2)
  • [F1]The sales reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 25, 2010.
  • [F2]Represents partial exercise of an option to purchase an aggregate of 1,450,000 shares granted by the issuer pursuant to its 2000 Stock Incentive Plan on August 10, 2006. This option is currently vested as to 1,232,500 shares, and will vest as to 72,500 additional shares on October 1, 2010 and at the end of each successive three-month period thereafter, through and including April 1, 2011.

Issuer

NETEZZA CORP

CIK 0001132484

Entity typeother

Related Parties

1
  • filerCIK 0001404933

Filing Metadata

Form type
4
Filed
Aug 30, 8:00 PM ET
Accepted
Aug 31, 4:40 PM ET
Size
9.3 KB