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SEC Insider//CIK 0001398112

Mack Carter D

CIK 00013981122 companiesSAN FRANCISCO, CA
SEC Profile

Transactions

50

Companies

2

Filings

7

CIK

0001398112

Recent Transactions

50 trades
  • Disposition to Issuer
    JMP GROUP LLC

    Common Shares

    2021-11-15$7.50/sh−303,921→ 0 total
  • Disposition to Issuer
    JMP GROUP LLC

    Common Shares

    2021-11-15$7.50/sh−1,064,710→ 0 total
  • Purchase
    JMP GROUP LLC

    Common Shares

    2018-10-30$5.00/sh+20,000→ 1,064,710 total
  • Exercise/Conversion
    JMP GROUP LLC

    Common Shares

    2016-12-01+11,937→ 308,406 total
  • Exercise/Conversion
    JMP GROUP LLC

    Restricted Share Unit

    2016-12-01−11,937→ 0 total
  • Tax Payment
    JMP GROUP LLC

    Common Shares

    2016-12-01$6.22/sh−4,485→ 303,921 total
  • Purchase
    JMP GROUP LLC

    Common Shares

    2016-02-17$5.15/sh+20,000→ 1,044,710 total
  • Exercise/Conversion
    JMP GROUP LLC

    Restricted Share Unit

    2015-12-01−14,306→ 23,876 total
  • Exercise/Conversion
    JMP GROUP LLC

    Restricted Share Unit

    2015-12-01−11,937→ 11,939 total
  • Tax Payment
    JMP GROUP LLC

    Common Shares

    2015-12-01$6.19/sh−7,464→ 302,697 total
  • Tax Payment
    JMP GROUP LLC

    Common Shares

    2015-12-01$6.19/sh−6,228→ 296,469 total
  • Exercise/Conversion
    JMP GROUP LLC

    Common Shares

    2015-12-01+14,306→ 298,224 total
  • Exercise/Conversion
    JMP GROUP LLC

    Common Shares

    2015-12-01+11,937→ 310,161 total
  • Award
    JMP GROUP LLC

    Restricted Stock Unit

    2015-02-04+23,874→ 38,182 total
  • Award
    JMP GROUP LLC

    Share Appreciation Right

    2015-02-04+75,000→ 75,000 total
  • Exercise/Conversion
    JMP GROUP LLC

    Restricted Stock Unit

    2014-12-31−14,306→ 14,308 total
  • Exercise/Conversion
    JMP GROUP LLC

    Restricted Stock Unit

    2014-12-31−86,475→ 38,630 total
  • Exercise/Conversion
    JMP GROUP LLC

    Common Shares

    2014-12-31+10,016→ 312,100 total
  • Tax Payment
    JMP GROUP LLC

    Common Shares

    2014-12-31−42,487→ 283,919 total
  • Exercise/Conversion
    JMP GROUP LLC

    Common Shares

    2014-12-31+86,475→ 302,084 total
  • Exercise/Conversion
    JMP GROUP LLC

    Restricted Stock Unit

    2014-12-31−10,016→ 28,614 total
  • Exercise/Conversion
    JMP GROUP LLC

    Common Shares

    2014-12-31+14,306→ 326,406 total
  • Purchase
    JMP Group Inc.

    Common Stock

    2014-10-27$6.36/sh+25,000→ 1,024,710 total
  • Award
    JMP Group Inc.

    Restricted Stock Unit

    2014-02-11+28,612→ 125,105 total
  • Award
    JMP Group Inc.

    NQSO Stock Option

    2014-02-05+60,000→ 253,400 total
  • Exercise/Conversion
    JMP Group Inc.

    Common Stock

    2013-12-31+10,016→ 220,004 total
  • Tax Payment
    JMP Group Inc.

    Common Stock

    2013-12-31$7.40/sh−4,395→ 215,609 total
  • Exercise/Conversion
    JMP Group Inc.

    Restricted Stock Unit

    2013-12-31−10,016→ 96,493 total
  • Award
    JMP Group Inc.

    NQSO Stock Option

    2013-02-11+75,000→ 193,400 total
  • Award
    JMP Group Inc.

    Restricted Stock Unit

    2013-02-11+20,032→ 106,509 total
  • Tax Payment
    JMP Group Inc.

    Common Stock

    2012-03-12$7.03/sh−46,742→ 209,988 total
  • Exercise/Conversion
    JMP Group Inc.

    Common Stock

    2012-03-12+100,133→ 275,990 total
  • Exercise/Conversion
    JMP Group Inc.

    Restricted Stock Unit

    2012-03-12−100,133→ 86,477 total
  • Exercise/Conversion
    JMP Group Inc.

    Common Stock

    2012-03-12+41,261→ 175,857 total
  • Tax Payment
    JMP Group Inc.

    Common Stock

    2012-03-12$7.03/sh−19,260→ 256,730 total
  • Exercise/Conversion
    JMP Group Inc.

    Restricted Stock Unit

    2012-03-12−41,261→ 186,610 total
  • Award
    JMP Group Inc.

    Restricted Stock Unit

    2012-02-08+86,475→ 227,871 total
  • Tax Payment
    JMP Group Inc.

    Common Stock

    2011-05-10$8.00/sh−9,336→ 134,596 total
  • Exercise/Conversion
    JMP Group Inc.

    Restricted Stock Unit

    2011-05-10−20,000→ 141,396 total
  • Exercise/Conversion
    JMP Group Inc.

    Common Stock

    2011-05-10+20,000→ 143,932 total
  • Exercise/Conversion
    JMP Group Inc.

    Restricted Stock Unit

    2011-03-07−53,078→ 161,396 total
  • Exercise/Conversion
    JMP Group Inc.

    Common Stock

    2011-03-07$8.33/sh−24,776→ 123,932 total
  • Exercise/Conversion
    JMP Group Inc.

    Common Stock

    2011-03-07+53,078→ 148,708 total
  • Award
    JMP Group Inc.

    Restricted Stock Unit

    2011-01-31+100,134→ 214,474 total
  • Tax Payment
    JMP Group Inc.

    Common Stock

    2010-05-10$7.13/sh−8,169→ 95,630 total
  • Exercise/Conversion
    JMP Group Inc.

    Common Stock

    2010-05-10+17,500→ 103,799 total
  • Exercise/Conversion
    JMP Group Inc.

    Restricted Stock Unit

    2010-05-10−17,500→ 114,340 total
  • Gift
    JMP Group Inc.

    Common Stock

    2010-03-12−12,100→ 999,710 total
  • Award
    JMP Group Inc.

    Restricted Stock Unit

    2010-02-04+94,340→ 131,840 total
  • Exercise/Conversion
    JMP Group Inc.

    Common Stock

    2009-11-02+95,000→ 130,949 total

Companies

2

Recent Filings

7

Address

600 MONTGOMERY STREET SUITE 1100

SAN FRANCISCO, CA, 94111

View on SEC.gov