Home/Filings/4/0001246360-16-007286
4//SEC Filing

JMP GROUP LLC 4

Accession 0001246360-16-007286

CIK 0001302350operating

Filed

Dec 4, 7:00 PM ET

Accepted

Dec 5, 6:42 PM ET

Size

9.5 KB

Accession

0001246360-16-007286

Insider Transaction Report

Form 4
Period: 2016-12-01
Mack Carter D
DirectorPresident
Transactions
  • Tax Payment

    Common Shares

    2016-12-01$6.22/sh4,485$27,897303,921 total
  • Exercise/Conversion

    Common Shares

    2016-12-01+11,937308,406 total
  • Exercise/Conversion

    Restricted Share Unit

    2016-12-0111,9370 total
    Exercise: $0.00From: 2016-12-01Exp: 2016-12-01Common Shares (11,937 underlying)
Holdings
  • Common Shares

    (indirect: By Trust)
    1,044,710
Footnotes (4)
  • [F1]Held by the Mack Trust dated February 14, 2002.
  • [F2]Acquisition of common shares resulting from the vesting and delivery of the remaining 50% of the restricted share units granted on February 4, 2015.
  • [F3]Each unit represents a right to receive one common share or an amount equal to the fair market value of one common share on the applicable vesting date.
  • [F4]Disposition of common shares to the Issuer resulting from the withholding of securities for the payment of tax liability relating to the vesting and delivery of the remaining 50% of the restricted share units granted on February 4, 2015.

Issuer

JMP GROUP LLC

CIK 0001302350

Entity typeoperating

Related Parties

1
  • filerCIK 0001302350

Filing Metadata

Form type
4
Filed
Dec 4, 7:00 PM ET
Accepted
Dec 5, 6:42 PM ET
Size
9.5 KB