Katz Richard D

CIK 00012935774 companiesDURHAM, NC

SEC Profile

Transactions

Companies

Filings

CIK

0001293577

Recent Transactions

42 trades

Award
Allena Pharmaceuticals, Inc.
Restricted Stock Units
2022-02-01+255,000→ 255,000 total
Award
Allena Pharmaceuticals, Inc.
Stock Option (Right to Buy)
2021-02-01+400,000→ 400,000 total
Award
Liquidia Technologies Inc
Employee Stock Option (right to buy)
2020-03-18+43,333→ 43,333 total
Award
Liquidia Technologies Inc
Common Stock
2020-03-18+10,833→ 10,833 total
Award
Liquidia Technologies Inc
Employee Stock Option (right to buy)
2019-05-22+155,000→ 155,000 total
Disposition to Issuer
ARGOS THERAPEUTICS INC
Common Stock
2018-04-25−22,629→ 9,697 total
Award
ARGOS THERAPEUTICS INC
Common Stock
2018-03-28+22,629→ 32,326 total
Sale
ARGOS THERAPEUTICS INC
Common Stock
2018-01-03$0.16/sh−101,228→ 298,394 total
Award
ARGOS THERAPEUTICS INC
Common Stock
2017-08-30+395,664→ 399,622 total
Award
ARGOS THERAPEUTICS INC
Stock Option (right to buy)
2017-01-19+105,000→ 105,000 total
Award
ARGOS THERAPEUTICS INC
Common Stock
2017-01-19+3,958→ 3,958 total
Award
ARGOS THERAPEUTICS INC
Stock Option (right to buy)
2016-07-11+300,000→ 300,000 total
Disposition from Tender
ICAGEN INC
Common Stock
2011-09-14$6.00/sh−33,902→ 0 total
Tax Payment
ICAGEN INC
Common Stock
2011-09-09$6.00/sh−17,036→ 33,902 total
Disposition from Tender
ICAGEN INC
Common Stock
2011-09-02$6.00/sh−25,034→ 50,938 total
Tax Payment
ICAGEN INC
Common Stock
2011-08-18$5.96/sh−841→ 75,980 total
Sale
ICAGEN INC
Common Stock
2011-08-18$5.96/sh−8→ 75,972 total
Tax Payment
ICAGEN INC
Common Stock
2011-08-17$6.00/sh−235→ 76,821 total
Tax Payment
ICAGEN INC
Common Stock
2011-08-10$5.96/sh−4,181→ 77,092 total
Sale
ICAGEN INC
Common Stock
2011-08-10$5.96/sh−36→ 77,056 total
Tax Payment
ICAGEN INC
Common Stock
2011-05-25$2.48/sh−854→ 81,273 total
Award
ICAGEN INC
Common Stock
2011-02-08+50,000→ 82,127 total
Tax Payment
ICAGEN INC
Common Stock
2011-02-01$3.41/sh−376→ 32,127 total
Tax Payment
ICAGEN INC
Common Stock
2011-01-29$2.94/sh−353→ 32,503 total
Tax Payment
ICAGEN INC
Common Stock
2011-01-23$2.49/sh−2,478→ 32,856 total
Tax Payment
ICAGEN INC
Common Stock
2011-01-12$1.93/sh−124→ 35,334 total
Award
ICAGEN INC
Common Stock
2010-02-18+40,000→ 283,658 total
Award
ICAGEN INC
Employee Stock Option (right to buy)
2010-02-18+175,000→ 175,000 total
Tax Payment
ICAGEN INC
Common Stock
2010-02-01$0.89/sh−3,172→ 243,658 total
Tax Payment
ICAGEN INC
Common Stock
2010-01-29$0.86/sh−2,973→ 246,830 total
Tax Payment
ICAGEN INC
Common Stock
2010-01-23$0.94/sh−19,825→ 249,803 total
Tax Payment
ICAGEN INC
Common Stock
2010-01-12$0.69/sh−991→ 269,628 total
Gift
ICAGEN INC
Common Stock
2009-12-16−18,000→ 270,619 total
Exercise/Conversion
ICAGEN INC
Employee Stock Option (right to buy)
2009-11-02−14,000→ 240,814 total
Exercise/Conversion
ICAGEN INC
Common Stock
2009-11-02$0.87/sh+14,000→ 288,619 total
Tax Payment
ICAGEN INC
Common Stock
2009-08-17$0.69/sh−1,882→ 287,447 total
Tax Payment
ICAGEN INC
Common Stock
2009-02-01$0.54/sh−3,172→ 289,329 total
Tax Payment
ICAGEN INC
Common Stock
2009-01-29$0.55/sh−2,973→ 292,501 total
Award
ICAGEN INC
Common Stock
2009-01-23+200,000→ 295,474 total
Tax Payment
ICAGEN INC
Common Stock
2009-01-12$0.45/sh−991→ 95,474 total
Tax Payment
ICAGEN INC
Common Stock
2008-02-01$1.50/sh−3,172→ 98,347 total
Award
ICAGEN INC
Stock Option (Right to Buy)
2005-05-12+40,000→ 40,000 total

Katz Richard D

Recent Transactions

Companies

Recent Filings

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