4//SEC Filing
Katz Richard D 4
Accession 0001293577-18-000001
CIK 0001105533other
Filed
Jan 4, 7:00 PM ET
Accepted
Jan 5, 12:12 PM ET
Size
5.4 KB
Accession
0001293577-18-000001
Insider Transaction Report
Form 4
Katz Richard D
VP & Chief Financial Officer
Transactions
- Sale
Common Stock
2018-01-03$0.16/sh−101,228$16,541→ 298,394 total
Footnotes (2)
- [F1]Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock award agreement dated August 30, 2017. Acquisition of the restricted stock was previously reported in Table I of the reporting person's Form 4 on August 31, 2017.
- [F2]The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $0.1581 to $0.185 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Documents
Issuer
ARGOS THERAPEUTICS INC
CIK 0001105533
Entity typeother
Related Parties
1- filerCIK 0001293577
Filing Metadata
- Form type
- 4
- Filed
- Jan 4, 7:00 PM ET
- Accepted
- Jan 5, 12:12 PM ET
- Size
- 5.4 KB