CONROY PATRICK

CIK 00012727332 companiesGREENWICH, CT

SEC Profile

Transactions

Companies

Filings

CIK

0001272733

Recent Transactions

36 trades

Exercise of In-Money
Oxford Lane Capital Corp.$OXLC
Common Stock
2014-03-11$17.00/sh+5,000→ 35,000 total
Exercise of In-Money
Oxford Lane Capital Corp.$OXLC
Subscription Rights
2014-03-03−10,000→ 0 total
Purchase
Oxford Lane Capital Corp.$OXLC
Common Stock
2013-12-19$17.05/sh+600→ 30,000 total
Purchase
Oxford Lane Capital Corp.$OXLC
Common Stock
2013-12-19$17.03/sh+400→ 29,400 total
Purchase
Oxford Lane Capital Corp.$OXLC
Common Stock
2013-12-19$17.02/sh+4,000→ 29,000 total
Purchase
Oxford Lane Capital Corp.$OXLC
Common Stock
2013-12-19$17.00/sh+1,000→ 25,000 total
Purchase
Oxford Lane Capital Corp.$OXLC
Common Stock
2013-12-18$16.95/sh+2,000→ 23,000 total
Purchase
Oxford Lane Capital Corp.$OXLC
Common Stock
2013-12-18$16.99/sh+1,000→ 24,000 total
Purchase
Oxford Lane Capital Corp.$OXLC
7.50% Series 2023 Term Preferred Stock
2013-11-18$22.50/sh+10,000→ 10,000 total
Exercise of In-Money
Oxford Lane Capital Corp.$OXLC
Common Stock
2013-02-25$14.50/sh+7,000→ 21,000 total
Exercise of In-Money
Oxford Lane Capital Corp.$OXLC
Subscription Rights
2013-02-15−14,000→ 0 total
Exercise of In-Money
Oxford Lane Capital Corp.$OXLC
Common Stock
2012-04-27$13.75/sh+7,000→ 14,000 total
Exercise of In-Money
Oxford Lane Capital Corp.$OXLC
Subscription Rights
2012-04-27−7,000→ 0 total
Purchase
Oxford Square Capital Corp.$OXSQ
Common Stock
2011-12-21$8.50/sh+10,000→ 54,985 total
Exercise of In-Money
Oxford Lane Capital Corp.$OXLC
Common Stock
2011-08-26$15.00/sh+2,000→ 7,000 total
Exercise of In-Money
Oxford Lane Capital Corp.$OXLC
Common Stock
2011-08-26$15.00/sh+1,666→ 6,666 total
Exercise of In-Money
Oxford Lane Capital Corp.$OXLC
Subscription Rights
2011-08-26−5,000
Exercise of In-Money
Oxford Lane Capital Corp.$OXLC
Subscription Rights
2011-08-26−5,000→ 0 total
Purchase
Oxford Lane Capital Corp.$OXLC
Common Stock
2011-03-22$17.40/sh+2,500→ 5,000 total
Purchase
Oxford Lane Capital Corp.$OXLC
Common Stock
2011-03-22$17.50/sh+1,000→ 1,000 total
Purchase
Oxford Lane Capital Corp.$OXLC
Common Stock
2011-03-22$17.50/sh+1,500→ 2,500 total
Purchase
Oxford Square Capital Corp.$OXSQ
Common Stock
2010-05-13$8.00/sh+5,000→ 41,605 total
Purchase
Oxford Square Capital Corp.$OXSQ
Common Stock
2010-05-12$7.99/sh+3,000→ 36,605 total
Purchase
Oxford Square Capital Corp.$OXSQ
Common Stock
2010-05-12$7.95/sh+2,000→ 33,605 total
Purchase
Oxford Square Capital Corp.$OXSQ
Common Stock
2010-03-23$6.87/sh+1,000→ 30,548 total
Purchase
Oxford Square Capital Corp.$OXSQ
Common Stock
2010-03-23$6.79/sh+1,500→ 27,444 total
Purchase
Oxford Square Capital Corp.$OXSQ
Common Stock
2010-03-23$6.88/sh+500→ 31,048 total
Purchase
Oxford Square Capital Corp.$OXSQ
Common Stock
2010-03-23$6.78/sh+1,104→ 28,548 total
Purchase
Oxford Square Capital Corp.$OXSQ
Common Stock
2010-03-23$6.88/sh+1,000→ 29,548 total
Purchase
Oxford Square Capital Corp.$OXSQ
Common Stock
2010-03-22$6.70/sh+1,000→ 25,944 total
Purchase
Oxford Square Capital Corp.$OXSQ
Common Stock
2008-06-23$5.02/sh+1,900→ 5,294 total
Purchase
Oxford Square Capital Corp.$OXSQ
Common Stock
2008-06-23$5.02/sh+4,100→ 11,394 total
Purchase
Oxford Square Capital Corp.$OXSQ
Common Stock
2008-06-23$5.01/sh+2,000→ 7,294 total
Exercise of In-Money
Oxford Square Capital Corp.$OXSQ
Common Stock
2008-06-13$5.20/sh+886→ 3,394 total
Exercise of In-Money
Oxford Square Capital Corp.$OXSQ
Subscription Rights
2008-06-13−2,505→ 0 total
Purchase
Oxford Square Capital Corp.$OXSQ
Common Stock
2007-08-15$12.02/sh+800→ 2,244 total

Companies

Recent Filings

Address

C/O TICC CAPITAL CORP. 8 SOUND SHORE DRIVE, SUITE 255

GREENWICH, CT, 06830

View on SEC.gov