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4//SEC Filing

Oxford Lane Capital Corp. 4

Accession 0001144204-13-068216

$OXLCCIK 0001495222other

View on SEC.gov Company Profile

Filed

Dec 18, 7:00 PM ET

Accepted

Dec 19, 5:04 PM ET

Size

12.4 KB

Accession

0001144204-13-068216

Insider Transaction Report

Form 4

Period: 2013-12-18

Oxford Lane Capital Corp.OXLC

CFO, CCO and Corp. Secretary

Transactions

Purchase
Common Stock
2013-12-18$16.95/sh+2,000$33,900→ 23,000 total
Purchase
Common Stock
2013-12-19$17.02/sh+4,000$68,072→ 29,000 total
Purchase
Common Stock
2013-12-19$17.00/sh+1,000$17,000→ 25,000 total
Purchase
Common Stock
2013-12-19$17.05/sh+600$10,230→ 30,000 total
Purchase
Common Stock
2013-12-19$17.03/sh+400$6,812→ 29,400 total
Purchase
Common Stock
2013-12-18$16.99/sh+1,000$16,990→ 24,000 total

Holdings

7.50% Series 2023 Term Preferred Stock
10,000

Documents

1 file

4
v363517_4.xmlPrimary
OWNERSHIP DOCUMENT

Issuer

Oxford Lane Capital Corp.

CIK 0001495222

Entity typeother

IncorporatedMD

Related Parties

1

filerCIK 0001495222

Filing Metadata

Form type: 4
Filed: Dec 18, 7:00 PM ET
Accepted: Dec 19, 5:04 PM ET
Size: 12.4 KB

View on SEC.gov