OSWALD BRIAN H

CIK 00012198624 companiesNEW YORK, NY

SEC Profile

Transactions

Companies

Filings

CIK

0001219862

Recent Transactions

31 trades

Purchase
PROSPECT CAPITAL CORP$PSEC
COMMON STOCK
2017-11-10$5.74/sh+500→ 540,500 total
Purchase
PROSPECT CAPITAL CORP$PSEC
COMMON STOCK
2017-11-10$5.75/sh+34,500→ 575,000 total
Purchase
PROSPECT CAPITAL CORP$PSEC
COMMON STOCK
2017-09-01$6.69/sh+3,373→ 493,373 total
Purchase
PROSPECT CAPITAL CORP$PSEC
COMMON STOCK
2017-09-01$6.73/sh+46,627→ 540,000 total
Purchase
PROSPECT CAPITAL CORP$PSEC
COMMON STOCK
2017-05-12$8.05/sh+4,453→ 490,000 total
Purchase
PROSPECT CAPITAL CORP$PSEC
COMMON STOCK
2017-05-11$8.05/sh+5,547→ 485,547 total
Purchase
PROSPECT CAPITAL CORP$PSEC
COMMON STOCK
2017-05-11$8.10/sh+5,000→ 480,000 total
Purchase
PROSPECT CAPITAL CORP$PSEC
COMMON STOCK
2017-03-20$9.31/sh+25,000→ 475,000 total
Gift
PROSPECT CAPITAL CORP$PSEC
COMMON STOCK
2016-12-30−6,000→ 450,000 total
Gift
PROSPECT CAPITAL CORP$PSEC
COMMON STOCK
2016-12-21−29,000→ 456,000 total
Purchase
PROSPECT CAPITAL CORP$PSEC
COMMON STOCK
2016-12-14$8.18/sh+5,000→ 485,000 total
Purchase
PROSPECT CAPITAL CORP$PSEC
COMMON STOCK
2016-09-13$7.85/sh+4,000→ 480,000 total
Purchase
PROSPECT CAPITAL CORP$PSEC
COMMON STOCK
2016-09-12$7.85/sh+1,000→ 476,000 total
Purchase
PROSPECT CAPITAL CORP$PSEC
COMMON STOCK
2015-12-14$6.30/sh+10,000→ 475,000 total
Purchase
PROSPECT CAPITAL CORP$PSEC
COMMON STOCK
2015-12-09$6.77/sh+25,000→ 465,000 total
Purchase
PROSPECT CAPITAL CORP$PSEC
COMMON STOCK
2015-06-09$7.27/sh+65,000→ 440,000 total
Purchase
PROSPECT CAPITAL CORP$PSEC
COMMON STOCK
2014-12-09$8.35/sh+63,500→ 375,000 total
Purchase
PROSPECT CAPITAL CORP$PSEC
COMMON STOCK
2014-12-02$9.12/sh+162,500→ 311,500 total
Purchase
PROSPECT CAPITAL CORP$PSEC
COMMON STOCK
2014-08-27$10.45/sh+1,000→ 122,700 total
Purchase
PROSPECT CAPITAL CORP$PSEC
COMMON STOCK
2014-08-27$10.40/sh+26,300→ 149,000 total
Purchase
PROSPECT CAPITAL CORP$PSEC
COMMON STOCK
2013-06-20$10.45/sh+21,700→ 91,700 total
Purchase
PROSPECT CAPITAL CORP$PSEC
Common Stock
2012-11-16$10.15/sh+18,860→ 69,360 total
Purchase
PROSPECT CAPITAL CORP$PSEC
Common Stock
2012-11-16$10.14/sh+640→ 70,000 total
Purchase
PROSPECT CAPITAL CORP$PSEC
COMMON STOCK
2012-09-07$11.73/sh+148→ 50,500 total
Purchase
PROSPECT CAPITAL CORP$PSEC
COMMON STOCK
2012-09-06$11.69/sh+23,352→ 50,352 total
Purchase
PROSPECT CAPITAL CORP$PSEC
COMMON STOCK
2011-08-31$8.69/sh+7,000→ 27,000 total
Purchase
PROSPECT CAPITAL CORP$PSEC
COMMON STOCK
2011-05-25$11.44/sh+7,000→ 20,000 total
Purchase
PROSPECT CAPITAL CORP$PSEC
COMMON STOCK
2010-09-01$9.25/sh+5,875→ 13,000 total
Purchase
PROSPECT CAPITAL CORP$PSEC
Common Stock
2009-02-17$8.50/sh+1,000→ 7,125 total
Purchase
PROSPECT CAPITAL CORP$PSEC
Common Stock
2009-02-13$8.90/sh+1,000→ 6,125 total
Award
BLACKSTONE MORTGAGE TRUST, INC.$BXMT
Class A Common Stock
2005-02-04+3,078→ 23,583 total

Companies

Recent Filings

Address

10 EAST 40TH STREET, 44TH FLOOR

NEW YORK, NY, 10016

View on SEC.gov