PROSPECT CAPITAL CORP 4
4 · PROSPECT CAPITAL CORP · Filed Dec 30, 2016
Insider Transaction Report
Form 4
OSWALD BRIAN H
CFO & CCO
Transactions
- Gift
COMMON STOCK
2016-12-30−6,000→ 450,000 total
Footnotes (1)
- [F1]Gift to the BACHRO Foundation Inc., a 501(c)(3) charitable foundation, of which Mr. Oswald, his wife and brother-in-law are the trustees. None of the trustees has a pecuniary interest in the shares held by the BACHRO Foundation, Inc.