RIEPE JAMES S

CIK 00012030724 companiesNEW YORK, NY

SEC Profile

Transactions

Companies

Filings

CIK

0001203072

Recent Transactions

50 trades

Award
GENWORTH FINANCIAL INC$GNW
Deferred Stock Units
2021-03-31+19,387.302→ 476,442.954 total
Award
GENWORTH FINANCIAL INC$GNW
Deferred Stock Units
2020-09-30+16,360.914→ 457,055.652 total
Award
GENWORTH FINANCIAL INC$GNW
Deferred Stock Units
2020-06-30+22,313.064→ 440,694.738 total
Award
LPL Financial Holdings Inc.$LPLA
Common Stock
2020-03-31+44→ 95,258 total
Award
GENWORTH FINANCIAL INC$GNW
Deferred Stock Units
2020-03-31+16,326.022→ 418,381.674 total
Award
LPL Financial Holdings Inc.$LPLA
Common Stock
2020-03-31+9→ 95,214 total
Award
GENWORTH FINANCIAL INC$GNW
Deferred Stock Units
2019-12-31+3,485.079→ 402,055.652 total
Award
LPL Financial Holdings Inc.$LPLA
Common Stock
2019-11-21+5→ 95,179 total
Award
LPL Financial Holdings Inc.$LPLA
Common Stock
2019-11-21+26→ 95,205 total
Award
GENWORTH FINANCIAL INC$GNW
Deferred Stock Units
2019-09-30+14,763.89→ 398,570.573 total
Award
LPL Financial Holdings Inc.$LPLA
Common Stock
2019-08-23+33→ 95,174 total
Award
LPL Financial Holdings Inc.$LPLA
Common Stock
2019-08-23+7→ 95,141 total
Award
GENWORTH FINANCIAL INC$GNW
Deferred Stock Units
2019-06-28+19,797.491→ 383,806.683 total
Award
LPL Financial Holdings Inc.$LPLA
Common Stock
2019-06-03+6→ 95,105 total
Award
LPL Financial Holdings Inc.$LPLA
Common Stock
2019-06-03+29→ 95,134 total
Award
LPL Financial Holdings Inc.$LPLA
Common Stock
2019-05-09+2,074→ 94,029 total
Award
LPL Financial Holdings Inc.$LPLA
Common Stock
2019-05-09+1,070→ 95,099 total
Award
LPL Financial Holdings Inc.$LPLA
Common Stock
2019-03-29+22→ 91,955 total
Award
LPL Financial Holdings Inc.$LPLA
Common Stock
2019-03-29+8→ 91,933 total
Award
GENWORTH FINANCIAL INC$GNW
Deferred Stock Units
2019-03-29+16,953.54→ 364,009.192 total
Award
GENWORTH FINANCIAL INC$GNW
Deferred Stock Units
2018-12-31+2,746.474→ 347,055.652 total
Sale
LPL Financial Holdings Inc.$LPLA
Common Stock
2018-12-12$60.69/sh−4,517→ 91,925 total
Exercise/Conversion
LPL Financial Holdings Inc.$LPLA
Option to purchase Common Stock
2018-12-12−4,500→ 0 total
Exercise/Conversion
LPL Financial Holdings Inc.$LPLA
Common Stock
2018-12-12$18.04/sh+4,500→ 87,442 total
Exercise/Conversion
LPL Financial Holdings Inc.$LPLA
Option to purchase Common Stock
2018-12-12−4,500→ 0 total
Exercise/Conversion
LPL Financial Holdings Inc.$LPLA
Option to purchase Common Stock
2018-12-12−4,500→ 0 total
Exercise/Conversion
LPL Financial Holdings Inc.$LPLA
Common Stock
2018-12-12$23.02/sh+4,500→ 96,442 total
Exercise/Conversion
LPL Financial Holdings Inc.$LPLA
Common Stock
2018-12-12$19.74/sh+4,500→ 91,942 total
Award
LPL Financial Holdings Inc.$LPLA
Common Stock
2018-11-26+26→ 82,942 total
Award
LPL Financial Holdings Inc.$LPLA
Common Stock
2018-11-26+9→ 82,916 total
Award
GENWORTH FINANCIAL INC$GNW
Deferred Stock Units
2018-09-28+14,981.702→ 344,309.178 total
Award
LPL Financial Holdings Inc.$LPLA
Common Stock
2018-08-23+23→ 82,907 total
Award
LPL Financial Holdings Inc.$LPLA
Common Stock
2018-08-23+9→ 82,884 total
Award
GENWORTH FINANCIAL INC$GNW
Deferred Stock Units
2018-06-29+15,083.477→ 329,327.476 total
Award
LPL Financial Holdings Inc.$LPLA
Common Stock
2018-06-01+22→ 82,875 total
Award
LPL Financial Holdings Inc.$LPLA
Common Stock
2018-06-01+8→ 82,853 total
Award
LPL Financial Holdings Inc.$LPLA
Common Stock
2018-05-18+1,271→ 82,845 total
Award
LPL Financial Holdings Inc.$LPLA
Common Stock
2018-05-18+2,463→ 81,574 total
Award
GENWORTH FINANCIAL INC$GNW
Deferred Stock Units
2018-03-29+22,188.347→ 314,243.999 total
Award
LPL Financial Holdings Inc.$LPLA
Common Stock
2018-03-23+22→ 79,111 total
Sale
LPL Financial Holdings Inc.$LPLA
Common Stock
2018-03-02$62.77/sh−5,632→ 79,089 total
Exercise/Conversion
LPL Financial Holdings Inc.$LPLA
Option to purchase Common Stock
2018-03-02−4,500→ 0 total
Exercise/Conversion
LPL Financial Holdings Inc.$LPLA
Common Stock
2018-03-02$27.17/sh+4,500→ 75,721 total
Exercise/Conversion
LPL Financial Holdings Inc.$LPLA
Common Stock
2018-03-02$24.96/sh+4,500→ 84,721 total
Exercise/Conversion
LPL Financial Holdings Inc.$LPLA
Option to purchase Common Stock
2018-03-02−4,500→ 0 total
Exercise/Conversion
LPL Financial Holdings Inc.$LPLA
Option to purchase Common Stock
2018-03-02−4,500→ 0 total
Exercise/Conversion
LPL Financial Holdings Inc.$LPLA
Common Stock
2018-03-02$26.33/sh+4,500→ 80,221 total
Award
GENWORTH FINANCIAL INC$GNW
Deferred Stock Units
2017-12-31+4,282.551→ 292,055.652 total
Award
LPL Financial Holdings Inc.$LPLA
Common Stock
2017-11-27+25→ 66,721 total
Award
GENWORTH FINANCIAL INC$GNW
Deferred Stock Units
2017-09-30+17,129.199→ 287,773.101 total

Companies

Recent Filings

Address

ONE LIBERTY PLAZA

NEW YORK, NY, 10006

View on SEC.gov