RIEPE JAMES S 4
4 · LPL Financial Holdings Inc. · Filed May 10, 2019
Insider Transaction Report
Form 4
RIEPE JAMES S
Director
Transactions
- Award
Common Stock
2019-05-09+2,074→ 94,029 total - Award
Common Stock
2019-05-09+1,070→ 95,099 total
Holdings
- 35,971(indirect: By LLC)
Common Stock
Footnotes (2)
- [F1]Represents stock units granted under the Issuer's Amended and Restated 2010 Omnibus Equity Incentive Plan (the "2010 Plan"). Each stock unit represents the right to receive one share of common stock and is scheduled to vest in full on May 5, 2020. These stock units are subject to a written deferral election under the Issuer's Non-Employee Director Deferred Compensation Plan (the "DDCP") pursuant to which the reporting person elected to defer receipt of the equity portion of the annual retainer under the Issuer's Non-Employee Director Compensation Policy (the "Policy").
- [F2]Represents stock units granted under the 2010 Plan. Each stock unit represents the right to receive one share of common stock and is fully vested. These stock units are subject to a written deferral election under the DDCP pursuant to which the reporting person elected to defer receipt of the cash portion of the annual retainer under the Policy.