AULT LEE A III

CIK 00011873383 companiesLOS ANGELES, CA

SEC Profile

Transactions

Companies

Filings

CIK

0001187338

Recent Transactions

50 trades

Exercise/Conversion
ANWORTH MORTGAGE ASSET CORP
Restricted Stock Unit
2019-05-22−20,000→ 0 total
Exercise/Conversion
ANWORTH MORTGAGE ASSET CORP
Common Stock
2019-05-22+20,000→ 103,000 total
Award
ANWORTH MORTGAGE ASSET CORP
Restricted Stock Unit
2018-07-02+2,000→ 20,000 total
Award
ANWORTH MORTGAGE ASSET CORP
Restricted Stock Unit
2017-07-03+2,000→ 18,000 total
Award
ANWORTH MORTGAGE ASSET CORP
Restricted Stock Unit
2016-07-01+2,000→ 16,000 total
Purchase
ANWORTH MORTGAGE ASSET CORP
Common Stock
2015-11-05$4.66/sh+201→ 65,170 total
Purchase
ANWORTH MORTGAGE ASSET CORP
Common Stock
2015-11-05$4.66/sh+21,341→ 63,341 total
Purchase
ANWORTH MORTGAGE ASSET CORP
Common Stock
2015-11-05$4.66/sh+11,000→ 83,000 total
Purchase
ANWORTH MORTGAGE ASSET CORP
Common Stock
2015-11-05$4.66/sh+400→ 72,000 total
Purchase
ANWORTH MORTGAGE ASSET CORP
Common Stock
2015-11-05$4.66/sh+1,628→ 64,969 total
Purchase
ANWORTH MORTGAGE ASSET CORP
Common Stock
2015-11-05$4.66/sh+100→ 65,270 total
Purchase
ANWORTH MORTGAGE ASSET CORP
Common Stock
2015-11-05$4.66/sh+6,330→ 71,600 total
Award
ANWORTH MORTGAGE ASSET CORP
Restricted Stock Unit
2015-07-01+2,000→ 14,000 total
Award
ANWORTH MORTGAGE ASSET CORP
Restricted Stock Unit
2014-07-10+2,000→ 12,000 total
Award
ANWORTH MORTGAGE ASSET CORP
Restricted Stock Unit
2013-07-01+2,000→ 10,000 total
Award
ANWORTH MORTGAGE ASSET CORP
Restricted Stock Unit
2012-07-02+2,000→ 8,000 total
Award
ANWORTH MORTGAGE ASSET CORP
Restricted Stock Unit
2011-07-01+2,000→ 6,000 total
Exercise/Conversion
ODP Corp$ODP
Option (Right to Buy)
2010-08-27−26,758→ 0 total
Exercise/Conversion
ODP Corp$ODP
Common Stock
2010-08-27$0.85/sh+26,758→ 131,583 total
Award
ANWORTH MORTGAGE ASSET CORP
Restricted Stock Unit
2010-07-01+2,000→ 4,000 total
Award
ODP Corp$ODP
Common Stock
2010-04-22+15,225→ 104,825 total
Award
ANWORTH MORTGAGE ASSET CORP
Restricted Stock Unit
2009-07-10+2,000→ 2,000 total
Purchase
ANWORTH MORTGAGE ASSET CORP
Common Stock
2009-03-26$5.84/sh+5,812→ 37,812 total
Purchase
ANWORTH MORTGAGE ASSET CORP
Common Stock
2009-03-26$5.83/sh+300→ 38,112 total
Purchase
ANWORTH MORTGAGE ASSET CORP
Common Stock
2009-03-26$5.84/sh+2,704→ 40,816 total
Purchase
ANWORTH MORTGAGE ASSET CORP
Common Stock
2009-03-26$5.83/sh+100→ 40,916 total
Purchase
ANWORTH MORTGAGE ASSET CORP
Common Stock
2009-03-26$5.82/sh+100→ 42,000 total
Purchase
ANWORTH MORTGAGE ASSET CORP
Common Stock
2009-03-26$5.83/sh+100→ 41,016 total
Purchase
ANWORTH MORTGAGE ASSET CORP
Common Stock
2009-03-26$5.83/sh+100→ 41,116 total
Purchase
ANWORTH MORTGAGE ASSET CORP
Common Stock
2009-03-26$5.83/sh+200→ 41,316 total
Purchase
ANWORTH MORTGAGE ASSET CORP
Common Stock
2009-03-26$5.82/sh+584→ 41,900 total
Award
ODP Corp$ODP
Option (Right to Buy)
2009-03-04+30,502→ 30,502 total
Award
ODP Corp$ODP
Common Stock
2009-03-04+3,882→ 89,600 total
Award
ODP Corp$ODP
Option (Right to Buy)
2009-03-04+26,758→ 26,758 total
Award
ODP Corp$ODP
Common Stock
2009-03-04+3,882→ 89,600 total
Purchase
ANWORTH MORTGAGE ASSET CORP
Common Stock
2008-12-05$6.13/sh+1,000→ 32,000 total
Purchase
ANWORTH MORTGAGE ASSET CORP
Common Stock
2008-12-05$6.14/sh+600→ 31,000 total
Purchase
ANWORTH MORTGAGE ASSET CORP
Common Stock
2008-12-05$6.16/sh+100→ 30,300 total
Purchase
ANWORTH MORTGAGE ASSET CORP
Common Stock
2008-12-05$6.16/sh+800→ 30,200 total
Purchase
ANWORTH MORTGAGE ASSET CORP
Common Stock
2008-12-05$6.17/sh+5,400→ 29,400 total
Award
ANWORTH MORTGAGE ASSET CORP
Common Stock
2007-07-11+2,000→ 10,000 total
Award
ANWORTH MORTGAGE ASSET CORP
Common Stock
2005-10-14+2,000→ 6,000 total
Award
EQUIFAX INC$EFX
Common Stock
2005-05-17$35.31/sh+3,000→ 107,119 total
Award
ODP Corp$ODP
Restricted Stock
2005-02-11+2,100→ 2,100 total
Award
ODP Corp$ODP
Option (Right to Buy)
2005-02-11+4,200→ 4,200 total
Award
EQUIFAX INC$EFX
Common Stock
2005-02-07+4,000→ 102,348 total
Award
EQUIFAX INC$EFX
Stock Option/Right to Buy
2004-04-28$24.68/sh+7,000→ 7,000 total
Exercise/Conversion
EQUIFAX INC$EFX
Common Stock
2004-04-06$21.53/sh+3,378→ 101,032 total
Exercise/Conversion
EQUIFAX INC$EFX
Stock Option/Right to Buy
2004-04-06$21.53/sh−3,378→ 0 total
Tax Payment
EQUIFAX INC$EFX
Common Stock
2004-04-06$27.10/sh−2,684→ 98,348 total

Companies

Recent Filings

Address

2220 AVENUE OF THE STARS SUITE 1004

LOS ANGELES, CA, 90067

View on SEC.gov