AULT LEE A III 4
4 · ANWORTH MORTGAGE ASSET CORP · Filed May 23, 2019
Insider Transaction Report
Form 4
AULT LEE A III
Director
Transactions
- Exercise/Conversion
Restricted Stock Unit
2019-05-22−20,000→ 0 total→ Common Stock (20,000 underlying) - Exercise/Conversion
Common Stock
2019-05-22+20,000→ 103,000 total
Footnotes (3)
- [F1]Restricted Stock Units held by the reporting person vested upon the reporting person's retirement from the board of directors on May 22, 2019, and were converted into shares of Common Stock on a 1-for-1 basis.
- [F2]Convertible into shares of Common Stock on a 1-for-1 basis.
- [F3]Previously granted to the reporting person for his service on the board of directors.