4//SEC Filing
Dakos Andrew 4
Accession 0001398344-19-006839
CIK 0001162028other
Filed
Apr 21, 8:00 PM ET
Accepted
Apr 22, 4:09 PM ET
Size
16.5 KB
Accession
0001398344-19-006839
Insider Transaction Report
Form 4
GOLDSTEIN PHILLIP
10% Owner
Transactions
- Sale
Common Stock
2019-04-17$14.68/sh−39,111$574,149→ 498,268 total(indirect: By Clients) - Sale
Common Stock
2019-04-18$14.68/sh−457,400$6,712,436→ 1,086 total(indirect: By Clients) - Other
Common Stock
2019-04-01−96,742→ 537,379 total(indirect: By Clients) - Sale
Common Stock
2019-04-17$14.68/sh−39,782$584,095→ 458,486 total(indirect: By Clients)
Holdings
- 500
Common Stock
- 6,375
Common Stock
Bulldog Investors, LLP
10% Owner
Transactions
- Sale
Common Stock
2019-04-17$14.68/sh−39,782$584,095→ 458,486 total(indirect: By Clients) - Other
Common Stock
2019-04-01−96,742→ 537,379 total(indirect: By Clients) - Sale
Common Stock
2019-04-18$14.68/sh−457,400$6,712,436→ 1,086 total(indirect: By Clients) - Sale
Common Stock
2019-04-17$14.68/sh−39,111$574,149→ 498,268 total(indirect: By Clients)
Holdings
- 500
Common Stock
- 6,375
Common Stock
Dakos Andrew
10% Owner
Transactions
- Sale
Common Stock
2019-04-17$14.68/sh−39,111$574,149→ 498,268 total(indirect: By Clients) - Sale
Common Stock
2019-04-17$14.68/sh−39,782$584,095→ 458,486 total(indirect: By Clients) - Sale
Common Stock
2019-04-18$14.68/sh−457,400$6,712,436→ 1,086 total(indirect: By Clients) - Other
Common Stock
2019-04-01−96,742→ 537,379 total(indirect: By Clients)
Holdings
- 500
Common Stock
- 6,375
Common Stock
Samuels Steven
10% Owner
Transactions
- Sale
Common Stock
2019-04-18$14.68/sh−457,400$6,712,436→ 1,086 total(indirect: By Clients) - Other
Common Stock
2019-04-01−96,742→ 537,379 total(indirect: By Clients) - Sale
Common Stock
2019-04-17$14.68/sh−39,782$584,095→ 458,486 total(indirect: By Clients) - Sale
Common Stock
2019-04-17$14.68/sh−39,111$574,149→ 498,268 total(indirect: By Clients)
Holdings
- 500
Common Stock
- 6,375
Common Stock
Footnotes (4)
- [F1]The shares of AKP are held by a former private investment fund client of Bulldog Investors. As of April 1, 2019 such fund is no longer a client of Bulldog Investors and as a result such shares will no longer be reported.
- [F2]Certain private investment fund clients of Bulldog Investors, LLC ("Bulldog Investors") are the beneficial owners of these shares. Bulldog Investors disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Andrew Dakos, Steven Samuels and Phillip Goldstein are the owners of Bulldog Investors. Each of Messrs. Dakos, Samuels and Goldstein also is a Principal of the general partner of certain of such private investment fund clients of Bulldog Investors, and a limited partner in certain of such private fund clients. Each of Messrs. Dakos, Samuels and Goldstein disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein.
- [F3]Shares are held by Steven Samuels.
- [F4]Shares are held by Andrew Dakos.
Documents
Issuer
ALLIANCE CALIFORNIA MUNICIPAL INCOME FUND
CIK 0001162028
Entity typeother
Related Parties
1- filerCIK 0001341021
Filing Metadata
- Form type
- 4
- Filed
- Apr 21, 8:00 PM ET
- Accepted
- Apr 22, 4:09 PM ET
- Size
- 16.5 KB