Dakos Andrew

CIK 000134102136 companiesSADDLE BROOK, NJ

SEC Profile

Transactions

Companies

Filings

CIK

0001341021

Recent Transactions

50 trades

Purchase
MFS HIGH YIELD MUNICIPAL TRUST$CMU
Common Stock
2026-01-20$3.50/sh+678→ 24,878 total
Purchase
MFS HIGH YIELD MUNICIPAL TRUST$CMU
Common Stock
2026-01-20$3.50/sh−678→ 24,878 total
Award
TEJON RANCH CO$TRC
Common Stock
2026-01-12$15.77/sh+1,043→ 34,536 total
Sale
SPECIAL OPPORTUNITIES FUND, INC.$SPE
Common Stock
2025-12-30$14.66/sh−4,098→ 6,064 total
Exercise/Conversion
Total Return Securities Fund$SWZ
Common Stock
2025-12-11$6.07/sh+35,064→ 35,128 total
Award
TEJON RANCH CO$TRC
Common Stock
2025-11-04$15.98/sh+1,032→ 33,493 total
Award
TEJON RANCH CO$TRC
Common Stock
2025-07-17$16.96/sh+461→ 32,461 total
Disposition to Issuer
HIGH INCOME SECURITIES FUND$PCF
Common Stock
2024-12-12$7.07/sh−94,433→ 10,705 total
Sale
SPECIAL OPPORTUNITIES FUND, INC.$SPE
Common Stock
2024-09-20$13.74/sh−377→ 4,880 total
Exercise/Conversion
HIGH INCOME SECURITIES FUND$PCF
Common Stock
2024-08-15$6.48/sh+70,092→ 105,138 total
Disposition to Issuer
SPECIAL OPPORTUNITIES FUND, INC.$SPE
Common Stock
2022-04-05$15.69/sh−968→ 5,257 total
Disposition to Issuer
SPECIAL OPPORTUNITIES FUND, INC.$SPE
Common Stock
2022-04-05$15.69/sh−154→ 782 total
Disposition to Issuer
SPECIAL OPPORTUNITIES FUND, INC.$SPE
Common Stock
2022-04-05$15.69/sh−2,016→ 10,162 total
Purchase
Total Return Securities Fund$SWZ
Common Stock
2022-03-03$8.82/sh+1,000→ 3,000 total
Purchase
Total Return Securities Fund$SWZ
Common Stock
2022-02-03$9.31/sh+572→ 2,000 total
Purchase
Total Return Securities Fund$SWZ
Common Stock
2022-02-02$9.38/sh+428→ 1,428 total
Exercise of In-Money
SPECIAL OPPORTUNITIES FUND, INC.$SPE
2.75% Convertible Preferred Stock, Series C
2022-01-27$25.00/sh+200→ 200 total
Exercise/Conversion
HIGH INCOME SECURITIES FUND$PCF
Common Stock
2021-11-01$8.36/sh+31,745→ 33,490 total
Exercise/Conversion
HIGH INCOME SECURITIES FUND$PCF
Common Stock
2021-11-01$8.36/sh+33,301→ 35,046 total
Sale
HIGH INCOME SECURITIES FUND$PCF
Common Stock
2021-09-16$10.02/sh−10,000→ 1,745 total
Sale
HIGH INCOME SECURITIES FUND$PCF
Common Stock
2021-09-15$9.96/sh−20,000→ 11,745 total
Sale
HIGH INCOME SECURITIES FUND$PCF
Common Stock
2021-09-14$9.95/sh−10,000→ 31,745 total
Sale
HIGH INCOME SECURITIES FUND$PCF
Common Stock
2021-09-13$9.94/sh−10,000→ 41,745 total
Exercise/Conversion
SPECIAL OPPORTUNITIES FUND, INC.$SPE
Common Stock
2021-07-09+303→ 936 total
Exercise/Conversion
SPECIAL OPPORTUNITIES FUND, INC.$SPE
Common Stock
2021-07-09+6,257→ 12,178 total
Exercise/Conversion
SPECIAL OPPORTUNITIES FUND, INC.$SPE
3.50% Convertible Preferred Stock Series B
2021-07-09−966→ 0 total
Exercise/Conversion
SPECIAL OPPORTUNITIES FUND, INC.$SPE
3.50% Convertible Preferred Stock Series B
2021-07-09−3,200→ 0 total
Exercise/Conversion
SPECIAL OPPORTUNITIES FUND, INC.$SPE
3.50% Convertible Preferred Stock Series B
2021-07-09−156→ 0 total
Exercise/Conversion
SPECIAL OPPORTUNITIES FUND, INC.$SPE
Common Stock
2021-07-09+1,889→ 6,225 total
Sale
NEW IRELAND FUND INC
Common Stock
2021-04-05$12.50/sh−25,088→ 394,374 total
Exercise/Conversion
HIGH INCOME SECURITIES FUND$PCF
Common Stock
2021-02-02$8.24/sh+39,000→ 51,745 total
Sale
HIGH INCOME SECURITIES FUND$PCF
Common Stock
2021-01-21$8.59/sh−9,355→ 12,745 total
Sale
HIGH INCOME SECURITIES FUND$PCF
Common Stock
2021-01-20$8.72/sh−1,900→ 22,100 total
Sale
HIGH INCOME SECURITIES FUND$PCF
Common Stock
2020-12-17$8.96/sh−1,299→ 24,000 total
Sale
HIGH INCOME SECURITIES FUND$PCF
Common Stock
2020-12-16$8.83/sh−5,000→ 25,299 total
Sale
HIGH INCOME SECURITIES FUND$PCF
Common Stock
2020-10-14$8.40/sh−5,000→ 30,299 total
Sale
HIGH INCOME SECURITIES FUND$PCF
Common Stock
2020-10-13$8.35/sh−2,819→ 35,299 total
Sale
HIGH INCOME SECURITIES FUND$PCF
Common Stock
2020-09-30$8.33/sh−2,892→ 38,118 total
Sale
HIGH INCOME SECURITIES FUND$PCF
Common Stock
2020-09-29$8.33/sh−2,497→ 41,010 total
Sale
HIGH INCOME SECURITIES FUND$PCF
Common Stock
2020-09-28$8.33/sh−10,000→ 43,507 total
Sale
HIGH INCOME SECURITIES FUND$PCF
Common Stock
2020-09-21$8.45/sh−5,303→ 53,507 total
Sale
HIGH INCOME SECURITIES FUND$PCF
Common Stock
2020-09-18$8.54/sh−1,190→ 58,810 total
Sale
HIGH INCOME SECURITIES FUND$PCF
Common Stock
2020-09-17$8.61/sh−10,000→ 60,000 total
Purchase
SPECIAL OPPORTUNITIES FUND, INC.$SPE
3.50% Convertible Preferred Stock Series B
2020-06-08$25.25/sh+1,000→ 3,200 total
Purchase
SPECIAL OPPORTUNITIES FUND, INC.$SPE
3.50% Convertible Preferred Stock Series B
2020-02-28$25.60/sh+1,000→ 2,200 total
Purchase
SPECIAL OPPORTUNITIES FUND, INC.$SPE
Common Stock
2020-02-28$13.25/sh+1,000→ 5,921 total
Purchase
SPECIAL OPPORTUNITIES FUND
3.50% Convertible Preferred Stock Series B
2020-02-28$25.60/sh+1,000→ 2,200 total
Purchase
Total Return Securities Fund$SWZ
Common Stock
2020-02-28$7.75/sh+1,000→ 1,064 total
Purchase
WESTERN ASSET CORPORATE LOAN FUND INC.
Common Stock
2020-02-28$9.79/sh+586→ 19,889 total
Purchase
SPECIAL OPPORTUNITIES FUND
Common Stock
2020-02-28$13.25/sh+1,000→ 5,921 total

Companies

Recent Filings

Address

250 PEHLE AVE. SUITE 708

SADDLE BROOK, NJ, 07663

View on SEC.gov