FORUM MARKETS Inc 8-K

What Happened
Forum Markets, Inc. (FRMM) announced on April 8, 2026 that it entered into a Second Amended and Restated Sales Agreement with Clear Street LLC and TCBI Securities, Inc. (d/b/a Texas Capital Securities) to cease all sales of common stock under its WKSI registration statement and prospectus supplement and to resume any future “at-the-market” (ATM) sales under the Company’s earlier June Form S-3 registration statement and initial prospectus supplement. The company said there were no other material changes to the terms of the prior sales agreement. The Second Amended and Restated Sales Agreement is filed as Exhibit 10.1 to the 8-K.

Key Details

• Date of filing/entry: April 8, 2026.
• Parties: Forum Markets, Clear Street LLC (sales agent) and TCBI Securities, Inc. d/b/a Texas Capital Securities (sales agent).
• Action: Stops ATM sales under the WKSI S-3ASR registration and prospectus supplement and transitions future sales back to the June Form S-3 (File No. 333-288194).
• No other material changes were made to the sales agreement terms as part of this amendment.

Why It Matters
This affects how Forum Markets can sell shares into the market going forward: the change determines which registration statement and prospectus govern any future ATM offerings, which can influence timing and regulatory disclosures for share issuance. For investors, the amendment does not itself authorize immediate share sales or indicate amounts — it simply changes the paperwork and framework for future ATM activity. Shareholders should monitor future prospectus supplements and company disclosures for any announced ATM sales or volume that could dilute existing holdings.