Nelson Kenneth Warwick III 4

What Happened Nelson Kenneth Warwick III, a director of HeartBeam, Inc. (BEAT), was granted 17,241 restricted stock units (RSUs) on February 9, 2026. The RSUs were awarded at $0.00 per share (no cash paid) and therefore have a reported acquisition value of $0 on the Form 4. This is an award/grant (not a purchase or sale).

Key Details

• Transaction date: February 9, 2026 — Grant (award) of 17,241 RSUs at $0.00 each (total reported $0).
• Vesting schedule (footnote): One-half (8,620.5 shares) vests on March 31, 2026 (three-month anniversary of vesting commencement); the remainder vests on June 30, 2026 (six-month anniversary).
• Plan: RSUs issued under the Company’s 2022 Equity Incentive Plan.
• Shares owned after transaction: Not disclosed in the provided filing.
• Filing date: Form 4 filed March 23, 2026 — appears to be filed late relative to the typical 2-business-day Form 4 requirement (filing timeliness flagged as late).

Context RSU grants are compensation awards, not open-market purchases or sales; they vest according to the schedule above and become taxable/transferable consistent with the company's plan and any applicable withholding rules. A grant at $0 simply reflects that the awards were issued rather than purchased; it does not by itself indicate a bullish or bearish signal. The late filing reduces near-term disclosure timeliness but does not change the substance of the grant.