Home/Filings/4/A/0001209191-08-067316
4/A//SEC Filing

Rothenberg Michael 4/A

Accession 0001209191-08-067316

CIK 0000911148other

Filed

Dec 23, 7:00 PM ET

Accepted

Dec 24, 12:35 PM ET

Size

12.1 KB

Accession

0001209191-08-067316

Insider Transaction Report

Form 4/AAmended
Period: 2008-09-05
Sackler David
10% Owner
Transactions
  • Other

    Common Shares

    2008-09-0565,0001,625,210 total
Transactions
  • Other

    Common Shares

    2008-09-0565,0001,625,210 total
Moab GP LLC
10% Owner
Transactions
  • Other

    Common Shares

    2008-09-0565,0001,625,210 total
Transactions
  • Other

    Common Shares

    2008-09-0565,0001,625,210 total
Transactions
  • Other

    Common Shares

    2008-09-0565,0001,625,210 total
Footnotes (2)
  • [F1]The securities are owned directly by Moab Partners, L.P. (the "Fund"). Moab Capital Partners, LLC ("Moab LLC") is the investment adviser to the Fund and may be deemed to beneficially own the securities under Section 13(d) of the Securities Exchange Act of 1934 (the "Exchange Act") . Moab GP, LLC ("Moab GP") is the general partner of the Fund and may be deemed to beneficially own the securities under Section 13(d) of the Exchange Act. Michael M. Rothenberg and David A. Sackler are part owners and Managing Members of Moab LLC and Moab GP and may also be deemed to beneficially own the securities under Section 13(d) of the Exchange Act. Moab LLC, Moab GP and Messrs. Rothenberg and Sackler disclaim beneficial ownership of the securities for purposes of Section 16 of the Exchange Act, except the extent of their pecuniary interest in the securities.
  • [F2]On September 9, 2008, the reporting persons filed a Form 4 mistakenly reporting the sale of 65,000 Common Shares on September 5, 2008 that was in fact a pro rata distribution of 65,000 Common Shares from the Fund to Alpine Fund LLLP, a limited partner of the Fund.

Issuer

CADUS CORP

CIK 0000911148

Entity typeother

Related Parties

1
  • filerCIK 0001393832

Filing Metadata

Form type
4/A
Filed
Dec 23, 7:00 PM ET
Accepted
Dec 24, 12:35 PM ET
Size
12.1 KB