Rothenberg Michael

CIK 00013938325 companiesNEW YORK, NY

SEC Profile

Transactions

Companies

Filings

CIK

0001393832

Recent Transactions

50 trades

Sale
CAPITAL SOUTHWEST CORP$CSWC
Common Stock
2017-08-28$17.40/sh−1,323→ 1,474,742 total
Sale
CAPITAL SOUTHWEST CORP$CSWC
Common Stock
2017-08-28$17.40/sh−1,400→ 1,573,594 total
Sale
CAPITAL SOUTHWEST CORP$CSWC
Common Stock
2017-08-25$17.33/sh−1,768→ 1,476,065 total
Sale
CAPITAL SOUTHWEST CORP$CSWC
Common Stock
2017-08-25$17.33/sh−1,870→ 1,574,994 total
Sale
CAPITAL SOUTHWEST CORP$CSWC
Common Stock
2017-08-25$17.30/sh−47,250→ 1,477,833 total
Sale
CAPITAL SOUTHWEST CORP$CSWC
Common Stock
2017-08-25$17.30/sh−50,000→ 1,576,864 total
Sale
CAPITAL SOUTHWEST CORP$CSWC
Common Stock
2017-04-10$17.02/sh−100→ 1,525,083 total
Sale
CAPITAL SOUTHWEST CORP$CSWC
Common Stock
2017-04-10$17.02/sh−100→ 1,626,864 total
Sale
CAPITAL SOUTHWEST CORP$CSWC
Common Stock
2017-04-05$16.95/sh−700→ 1,627,766 total
Sale
CAPITAL SOUTHWEST CORP$CSWC
Common Stock
2017-04-05$16.95/sh−802→ 1,525,183 total
Sale
CAPITAL SOUTHWEST CORP$CSWC
Common Stock
2017-04-05$16.95/sh−700→ 1,525,985 total
Sale
CAPITAL SOUTHWEST CORP$CSWC
Common Stock
2017-04-05$16.95/sh−802→ 1,626,964 total
Sale
CAPITAL SOUTHWEST CORP$CSWC
Common Stock
2017-04-04$16.92/sh−236→ 1,628,466 total
Sale
CAPITAL SOUTHWEST CORP$CSWC
Common Stock
2017-04-04$16.92/sh−236→ 1,526,685 total
Sale
CAPITAL SOUTHWEST CORP$CSWC
Common Stock
2017-04-03$17.34/sh−100→ 1,630,102 total
Sale
CAPITAL SOUTHWEST CORP$CSWC
Common Stock
2017-04-03$16.84/sh−1,400→ 1,628,702 total
Sale
CAPITAL SOUTHWEST CORP$CSWC
Common Stock
2017-04-03$17.16/sh−50→ 1,630,202 total
Sale
CAPITAL SOUTHWEST CORP$CSWC
Common Stock
2017-04-03$17.34/sh−100→ 1,528,321 total
Sale
CAPITAL SOUTHWEST CORP$CSWC
Common Stock
2017-04-03$16.84/sh−1,400→ 1,526,921 total
Sale
CAPITAL SOUTHWEST CORP$CSWC
Common Stock
2017-04-03$17.16/sh−50→ 1,528,421 total
Sale
CAPITAL SOUTHWEST CORP$CSWC
Common Stock
2017-03-31$16.84/sh−400→ 1,528,471 total
Sale
CAPITAL SOUTHWEST CORP$CSWC
Common Stock
2017-03-31$16.84/sh−400→ 1,630,252 total
Sale
CAPITAL SOUTHWEST CORP$CSWC
Common Stock
2017-03-29$16.84/sh−200→ 1,630,652 total
Sale
CAPITAL SOUTHWEST CORP$CSWC
Common Stock
2017-03-29$16.84/sh−200→ 1,528,871 total
Sale
CAPITAL SOUTHWEST CORP$CSWC
Common Stock
2017-01-13$16.73/sh−100→ 1,529,071 total
Sale
CAPITAL SOUTHWEST CORP$CSWC
Common Stock
2017-01-13$16.73/sh−100→ 1,630,852 total
Sale
CAPITAL SOUTHWEST CORP$CSWC
Common Stock
2017-01-06$16.80/sh−2,343→ 1,630,952 total
Sale
CAPITAL SOUTHWEST CORP$CSWC
Common Stock
2017-01-06$16.80/sh−3,100→ 1,531,514 total
Sale
CAPITAL SOUTHWEST CORP$CSWC
Common Stock
2017-01-06$16.80/sh−3,100→ 1,633,295 total
Sale
CAPITAL SOUTHWEST CORP$CSWC
Common Stock
2017-01-06$16.80/sh−2,343→ 1,529,171 total
Sale
CAPITAL SOUTHWEST CORP$CSWC
Common Stock
2017-01-04$16.75/sh−18,972→ 1,641,141 total
Sale
CAPITAL SOUTHWEST CORP$CSWC
Common Stock
2017-01-04$16.75/sh−18,972→ 1,539,360 total
Sale
CAPITAL SOUTHWEST CORP$CSWC
Common Stock
2017-01-04$16.74/sh−4,746→ 1,636,395 total
Sale
CAPITAL SOUTHWEST CORP$CSWC
Common Stock
2017-01-04$16.74/sh−4,746→ 1,534,614 total
Exercise of In-Money
PERCEPTRON INC/MI
Common Stock, $0.01 par value
2016-07-15$5.00/sh+13,200→ 791,762 total
Exercise of In-Money
PERCEPTRON INC/MI
Put Option (obligation to buy)
2016-07-15−13,200→ 0 total
Exercise of In-Money
PERCEPTRON INC/MI
Common Stock, $0.01 par value
2016-07-15$5.00/sh+800→ 53,136 total
Exercise of In-Money
PERCEPTRON INC/MI
Put Option (obligation to buy)
2016-07-15−800→ 0 total
Other
CAPITAL SOUTHWEST CORP$CSWC
Put Option (Right to Sell)
2016-06-17−939→ 0 total
Other
CAPITAL SOUTHWEST CORP$CSWC
Put Option (Right to Sell)
2016-06-17−1,000→ 0 total
Other
CAPITAL SOUTHWEST CORP$CSWC
Put Option (Right to Sell)
2016-06-17−939→ 0 total
Other
CAPITAL SOUTHWEST CORP$CSWC
Put Option (Right to Sell)
2016-06-17−1,000→ 0 total
Purchase
CAPITAL SOUTHWEST CORP$CSWC
Put Option (Right to Sell)
2016-01-15$1.00/sh+1,000→ 1,000 total
Purchase
CAPITAL SOUTHWEST CORP$CSWC
Put Option (right to sell)
2016-01-15$1.00/sh+939→ 939 total
Purchase
CAPITAL SOUTHWEST CORP$CSWC
Common Stock
2016-01-15$13.72/sh+1,100→ 1,660,113 total
Purchase
CAPITAL SOUTHWEST CORP$CSWC
Common Stock
2016-01-14$13.91/sh+5,700→ 1,659,013 total
Purchase
CAPITAL SOUTHWEST CORP$CSWC
Common Stock
2016-01-14$13.89/sh+1,000→ 1,653,313 total
Purchase
CAPITAL SOUTHWEST CORP$CSWC
Common Stock
2016-01-13$14.10/sh+43,733→ 1,636,860 total
Purchase
CAPITAL SOUTHWEST CORP$CSWC
Common Stock
2016-01-13$14.03/sh+14,453→ 1,651,313 total
Purchase
CAPITAL SOUTHWEST CORP$CSWC
Common Stock
2016-01-13$13.96/sh+1,000→ 1,652,313 total

Companies

Recent Filings

Address

15 EAST 62ND STREET

NEW YORK, NY, 10065

View on SEC.gov