Kajee Shiraz 4

What Happened

• Kajee Shiraz, Chief Financial Officer & Treasurer of SLR Investment Corp. (SLRC), had 5,782.285 restricted stock units (RSUs) from a 2024 grant settled for cash on March 13, 2026, and on the same date received a new grant of 13,899.643 RSUs. The transactions show $0 per share because these were derivative awards/settlements (compensation), not open-market purchases or sales.
• The 2024 RSUs were converted/settled to cash (disposed to the issuer). The new RSU grant carries no immediate cash outlay by Mr. Shiraz; vesting and settlement terms apply (see Key Details).

Key Details

• Transaction date: March 13, 2026 (all activity reported).
• Settled RSUs: 5,782.285 RSUs from the March 13, 2024 grant were paid out in cash on March 13, 2026 (reported as conversion/settlement and disposition to issuer; $0 price in filing because this reflects an RSU settlement).
• New grant: 13,899.643 RSUs granted March 13, 2026 (reported as an award/acquisition at $0.00).
• Vesting for the new RSUs: 50% vest on the later of March 1, 2028 (or the opening of the trading window) and the remaining 50% on the later of March 1, 2029 (or the opening of the trading window) (per footnote).
• Settlement mechanics: RSUs may be settled either in common stock or cash on a one-for-one basis at the election of the Solar Capital Partners Employee Stock Plan, LLC administrators.
• Regulatory note: The filing references SEC staff guidance treating certain employee plans as “employee benefit plans sponsored by the issuer” under Rule 16b-3 (footnote).
• Timeliness: Transaction date 3/13/2026; Form 4 filed 3/17/2026 — filing appears timely (within required business-day window).

Context

• These entries are compensation-related RSU settlement and grant activity, not an open-market purchase or sale by the insider. Cash settlement of RSUs reduces the insider’s equity in the issuer (because cash was received instead of shares); the new RSU grant increases future potential equity subject to vesting and settlement rules. These types of filings reflect compensation actions rather than direct market bets by the insider.