4//SEC Filing
Mullane Karen M 4
Accession 0001181431-12-059388
CIK 0001337274other
Filed
Nov 18, 7:00 PM ET
Accepted
Nov 19, 4:21 PM ET
Size
8.5 KB
Accession
0001181431-12-059388
Insider Transaction Report
Form 4
Mullane Karen M
Vice President & Controller
Transactions
- Award
Time-Based Restricted Stock Unit
2012-11-15+3,760→ 3,760 totalExercise: $0.00→ Unit (3,760 underlying) - Award
Performance-Based Restricted Stock Unit
2012-11-15+3,760→ 3,760 totalExercise: $0.00→ Unit (3,760 underlying)
Footnotes (3)
- [F1]Time-Based Restricted Stock Units ("RSU") vest over four years with 25% vesting on each of the first three anniversary dates of the date of grant and the final 25% vesting on June 1, 2016. The Reporting Person's vested RSUs are paid in shares upon the first to occur of (i) a change of control, (ii) the Reporting Person's separation from service without cause, or (iii) June 1, 2016. If a change of control occurs before the RSUs are fully vested, any RSUs that subsequently vest are paid upon the first to occur of clauses (ii) and (iii) above.
- [F2]Each "Unit" consists of 1.3 shares of Class A-8 common stock and 0.1444 shares of Class L common stock of SunGard Capital Corp. and 0.05 shares of preferred stock of SunGard Capital Corp. II.
- [F3]Performance-Based RSUs vest upon the satisfaction of certain performance criteria for the period beginning January 1, 2013 and ending December 31, 2013, with 25% of the earned amount vesting on each of December 31, 2013, November 15, 2014 and November 15, 2015 and the final 25% vesting on June 1, 2016. The Reporting Person's vested RSUs are paid in shares upon the first to occur of (i) a change of control, (ii) the Reporting Person's separation from service without cause, or (iii) June 1, 2016. If a change of control occurs before the RSUs are fully vested, any RSUs that subsequently vest are paid upon the first to occur of clauses (ii) and (iii) above.
Documents
Issuer
SUNGARD CAPITAL CORP II
CIK 0001337274
Entity typeother
Related Parties
1- filerCIK 0001466658
Filing Metadata
- Form type
- 4
- Filed
- Nov 18, 7:00 PM ET
- Accepted
- Nov 19, 4:21 PM ET
- Size
- 8.5 KB