Newton Nikki Farentino 4

What Happened

• Nikki Farentino, President of Private Wealth Management at UMB Financial (UMBF), had 87 shares withheld/surrendered to cover tax liability related to a vesting event. The shares were disposed at an implied value of $132.16 per share for a total of $11,498. This was a tax-withholding disposition (code F), not an open-market sale.

Key Details

• Transaction date: 2026-02-11
• Price/valuation: $132.16 per share; total value $11,498
• Transaction type: F — payment of exercise price or tax liability (tax withholding on vested RSUs)
• Footnote: Reflects dividends earned upon vesting of the underlying restricted stock unit (F1)
• Filing: Report filed on 2026-02-13 (within the typical two-business-day Form 4 reporting window)
• Shares owned after transaction: Not disclosed in the provided excerpt of the filing

Context

• This is a routine tax-withholding event tied to the vesting of restricted stock units (RSUs). Such withholdings are administrative and generally do not signal buying or selling intent by the insider. The amount is modest ($11.5k) relative to many executive transactions.