OTC & Other Filings
Track SEC filings from OTC-traded companies—smaller companies, foreign stocks, and those that don't meet major exchange requirements.
Issuers
12
Filings
40
Exchange
OTC & Other
Latest Filings
- 8-KZoomcar Holdings, Inc.$ZCAR
Zoomcar Holdings, Inc. 8-K
Jan 23, 5:30 PM ET6.2 MB - 8-KTLGY ACQUISITION CORP$TLGYF
TLGY ACQUISITION CORP 8-K
Jan 23, 5:26 PM ET231.7 KB - 8-KProPhase Labs, Inc.$PRPH
ProPhase Labs, Inc. 8-K
Jan 23, 5:20 PM ET215.8 KB - 8-KProPhase Labs, Inc.$PRPH
ProPhase Labs, Inc. 8-K
Jan 23, 5:15 PM ET893.8 KB - 8-KQHSLab, Inc.$USAQ
QHSLab, Inc. 8-K
Jan 23, 5:00 PM ET1.5 MB - 8-KCOMMUNITY BANCORP /VT$CMTV
COMMUNITY BANCORP /VT 8-K
Jan 23, 5:00 PM ET303.8 KB - 8-KNU RIDE INC.$NRDE
NU RIDE INC. 8-K
Jan 23, 4:57 PM ET190.9 KB - 8-KPacific Oak Strategic Opportunity REIT, Inc.$PCOK
Pacific Oak Strategic Opportunity REIT, Inc. 8-K
Jan 23, 4:54 PM ET155.9 KB - 6-KERICSSON LM TELEPHONE CO$ERIC
ERICSSON LM TELEPHONE CO 6-K
Jan 23, 4:38 PM ET5.2 MB - S-1/AFreeCast, Inc.$CAST
FreeCast, Inc. S-1/A
Jan 23, 4:32 PM ET2.0 MB - 8-KVivakor, Inc.$VIVK
Vivakor, Inc. 8-K
Jan 23, 4:25 PM ET189.5 KB - 8-K/ALivento Group, Inc.$NUGN
Livento Group, Inc. 8-K/A
Jan 23, 4:20 PM ET1.1 MB - S-1ADM ENDEAVORS, INC.$ADMQ
ADM ENDEAVORS, INC. S-1
Jan 23, 4:19 PM ET6.0 MB - 8-K/AInPoint Commercial Real Estate Income, Inc.$ICR-PA
InPoint Commercial Real Estate Income, Inc. 8-K/A
Jan 23, 4:16 PM ET233.0 KB - 8-KWELLS FARGO & COMPANY/MN$WFC
WELLS FARGO & COMPANY/MN 8-K
Jan 23, 4:10 PM ET729.7 KB - 8-KZYNEX INC$ZYXIQ
ZYNEX INC 8-K
Jan 23, 4:06 PM ET180.3 KB - 8-KINTERNATIONAL PAPER CO /NEW/$IP
INTERNATIONAL PAPER CO /NEW/ 8-K
Jan 23, 4:06 PM ET221.8 KB - 8-KBlock, Inc.$XYZ
Block, Inc. 8-K
Jan 23, 4:05 PM ET137.6 KB - 8-KVerses AI Inc.$VRSSF
Verses AI Inc. 8-K
Jan 23, 4:05 PM ET218.2 KB - 8-KJONES SODA CO.$JSDA
JONES SODA CO. 8-K
Jan 23, 4:05 PM ET196.9 KB - 8-KMarpai, Inc.$MRAI
Marpai, Inc. 8-K
Jan 23, 4:02 PM ET191.8 KB - 8-KTwo Hands Corp$TWOH
Two Hands Corp 8-K
Jan 23, 4:01 PM ET5.3 MB - 8-KGOLDMAN SACHS GROUP INC$GS
GOLDMAN SACHS GROUP INC 8-K
Jan 23, 3:00 PM ET273.0 KB - 6-KJames Hardie Industries plc$JHX
James Hardie Industries plc 6-K
Jan 23, 2:43 PM ET1.3 MB - 6-KFirst Mining Gold Corp.$FFMGF
First Mining Gold Corp. 6-K
Jan 23, 2:07 PM ET84.9 KB - 6-KNatWest Group plc$NWG
NatWest Group plc 6-K
Jan 23, 1:42 PM ET42.6 KB - 8-KTriLinc Global Impact Fund LLC$TRLC
TriLinc Global Impact Fund LLC 8-K
Jan 23, 1:42 PM ET145.7 KB - 8-KC2 Blockchain, Inc.$CBLO
C2 Blockchain, Inc. 8-K
Jan 23, 1:41 PM ET197.0 KB - 4BROOKFIELD Corp /ON/$BN
BROOKFIELD Corp /ON/ 4
Jan 23, 1:28 PM ET20.1 KB - S-1/AAIM ImmunoTech Inc.$AIM
AIM ImmunoTech Inc. S-1/A
Jan 23, 12:53 PM ET1.2 MB - 6-KNatWest Group plc$NWG
NatWest Group plc 6-K
Jan 23, 11:56 AM ET60.4 KB - 6-KSanofi$SNY
Sanofi 6-K
Jan 23, 9:58 AM ET78.0 KB - 6-KSMITH & NEPHEW PLC$SNN
SMITH & NEPHEW PLC 6-K
Jan 23, 9:25 AM ET39.9 KB - 6-KNATIONAL GRID PLC$NGG
NATIONAL GRID PLC 6-K
Jan 23, 9:19 AM ET29.6 KB - 8-KQT IMAGING HOLDINGS, INC.$QTIH
QT IMAGING HOLDINGS, INC. 8-K
Jan 23, 9:04 AM ET903.4 KB - 6-Kioneer Ltd$IONR
ioneer Ltd 6-K
Jan 23, 8:53 AM ET456.3 KB - 6-KPLDT Inc.$PHI
PLDT Inc. 6-K
Jan 23, 8:20 AM ET251.8 KB - 6-KHSBC HOLDINGS PLC$HSBC
HSBC HOLDINGS PLC 6-K
Jan 23, 7:14 AM ET53.1 KB - 6-KPRUDENTIAL PLC$PUK
PRUDENTIAL PLC 6-K
Jan 23, 7:09 AM ET37.9 KB - 6-KINTERCONTINENTAL HOTELS GROUP PLC /NEW/$IHG
INTERCONTINENTAL HOTELS GROUP PLC /NEW/ 6-K
Jan 23, 6:57 AM ET42.8 KB
Featured Issuers
- $CBDW
1606 CORP.
CIK 0001877461
- $KEGS
1812 Brewing Company, Inc.
CIK 0000884380
- $LBRA
1847 Holdings LLC
CIK 0001599407
- $BCOW
1895 Bancorp of Wisconsin, Inc. /MD/
CIK 0001847360
- $HHHEF
37 CAPITAL INC
CIK 0000825171
- $FEAM
5E Advanced Materials, Inc.
CIK 0001888654
- $ABCFF
ABACUS MINING & EXPLORATION CORP
CIK 0001284237
- $ABLZF
ABB LTD
CIK 0001091587
- $ABVX
Abivax S.A.
CIK 0001956827
- $FAX
ABRDN ASIA-PACIFIC INCOME FUND, INC.
CIK 0000790500
- $ASII
Accredited Solutions, Inc.
CIK 0001464865
- $ACUT
Accustem Sciences Inc.
CIK 0001850767
About OTC & Other
Over-the-counter (OTC) markets trade stocks not listed on NYSE or NASDAQ. This includes small U.S. companies, foreign stocks trading as ADRs, and companies that lost their major exchange listing. Disclosure quality varies widely.
Lower requirements
OTC companies face minimal listing standards—some file regular SEC reports, others provide little information. The Pink tier has no financial requirements at all.
OTC & Other Exchange Overview
Lower requirements
OTC companies face minimal listing standards—some file regular SEC reports, others provide little information. The Pink tier has no financial requirements at all.
Higher risk, less transparency
Many OTC companies file late or not at all. Some Pink tier stocks haven't filed financials in years. Do extra research before investing in OTC stocks.
Foreign company access
Major international companies like Roche, Nestlé, and adidas trade OTC as ADRs. These file 20-F annual reports and 6-K updates—often more reliable than small domestic OTC stocks.
Filing characteristics
OTC disclosure quality varies dramatically. OTCQX and OTCQB companies generally file regular SEC reports like exchange-listed peers. Pink tier ranges from current filers to abandoned shells. Watch for S-1 filings (potential exchange uplisting) and Form 15 (companies going dark).
Listing standards
OTCQB requires $0.01 share price and current SEC filings. OTCQX adds $2M assets or $5M revenue requirements. Pink tier has no standards—some companies provide updates, others go silent for years.
Disclosure patterns
Filing patterns vary widely. OTCQX companies file regularly like exchange-listed peers. OTCQB companies file sporadically, often late. Pink tier may go months between filings. Watch for Form D private placements—OTC companies frequently raise capital this way.