SMITH PHILLIPS W

CIK 00009425213 companiesPARADISE VALLEY, AZ

SEC Profile

Transactions

Companies

Filings

CIK

0000942521

Recent Transactions

31 trades

Purchase
AXON ENTERPRISE, INC.$AXON
Common Stock
2006-06-13$7.62/sh+100,000→ 495,735 total
Purchase
AXON ENTERPRISE, INC.$AXON
Common Stock
2005-06-08$10.70/sh+20,000→ 332,500 total
Purchase
AXON ENTERPRISE, INC.$AXON
Common Stock
2005-06-08$10.70/sh+20,000→ 202,500 total
Exercise/Conversion
AXON ENTERPRISE, INC.$AXON
Employee Stock Option (Right to Buy)
2005-06-07$1.47/sh+52,500→ 182,500 total
Exercise/Conversion
AXON ENTERPRISE, INC.$AXON
Common Stock
2005-06-07$1.47/sh+52,500→ 182,500 total
Award
AXON ENTERPRISE, INC.$AXON
Employee Stock Option (Right to Buy)
2005-04-22$9.53/sh+24,000→ 0 total
Award
AXON ENTERPRISE, INC.$AXON
Employee Stock Option (Right to Buy)
2004-10-01$37.54/sh+1,821→ 74,743 total
Exercise/Conversion
AXON ENTERPRISE, INC.$AXON
Common Stock
2004-09-30$4.81/sh+12,000→ 788,940 total
Exercise/Conversion
AXON ENTERPRISE, INC.$AXON
Employee Stock Option (Right to Buy)
2004-09-30$1.98/sh+31,733→ 776,940 total
Exercise/Conversion
AXON ENTERPRISE, INC.$AXON
Common Stock
2004-09-30$2.93/sh+104,533→ 745,207 total
Exercise/Conversion
AXON ENTERPRISE, INC.$AXON
Employee Stock Option (Right to Buy)
2004-09-30$14.43/sh+50,000→ 838,940 total
Exercise/Conversion
AXON ENTERPRISE, INC.$AXON
Employee Stock Option (Right to Buy)
2004-09-30$2.93/sh+104,533→ 745,207 total
Exercise/Conversion
AXON ENTERPRISE, INC.$AXON
Common Stock
2004-09-30$1.98/sh+31,733→ 776,940 total
Exercise/Conversion
AXON ENTERPRISE, INC.$AXON
Common Stock
2004-09-30$14.43/sh+50,000→ 838,940 total
Exercise/Conversion
AXON ENTERPRISE, INC.$AXON
Employee Stock Option (Right to Buy)
2004-09-30$4.81/sh+12,000→ 788,940 total
Award
AXON ENTERPRISE, INC.$AXON
Employee Stock Option (Right to Buy)
2004-01-07$86.60/sh+12,500→ 0 total
Award
AXON ENTERPRISE, INC.$AXON
Warrant, (Right to Purchase)
2003-12-01$9.24/sh+4,750→ 196,779 total
Sale
AXON ENTERPRISE, INC.$AXON
Common Stock
2003-12-01$80.35/sh−10,000→ 192,079 total
Award
AXON ENTERPRISE, INC.$AXON
Common Stock, aquired through s/h approved warrant exercise
2003-12-01$9.24/sh+4,750→ 196,779 total
Sale
AXON ENTERPRISE, INC.$AXON
Common Stock
2003-11-20$69.50/sh−10,000→ 202,029 total
Exercise/Conversion
AXON ENTERPRISE, INC.$AXON
Commom Stock
2003-11-20$11.88/sh+5,000→ 220,529 total
Sale
AXON ENTERPRISE, INC.$AXON
Common Stock
2003-11-20$70.25/sh−5,000→ 215,529 total
Sale
AXON ENTERPRISE, INC.$AXON
Common Stock
2003-11-20$70.25/sh−3,500→ 212,029 total
Exercise/Conversion
AXON ENTERPRISE, INC.$AXON
Employee Stock Option (Right to Buy)
2003-11-20$0.66/sh−1,642→ 0 total
Exercise/Conversion
AXON ENTERPRISE, INC.$AXON
Common Stock
2003-11-20$0.66/sh+1,642→ 217,171 total
Sale
AXON ENTERPRISE, INC.$AXON
Common Stock
2003-11-20$70.25/sh−1,642→ 215,529 total
Exercise/Conversion
AXON ENTERPRISE, INC.$AXON
Employee Stock Option (Right to Buy)
2003-11-20$11.88/sh−5,000→ 0 total
Sale
AXON ENTERPRISE, INC.$AXON
Common Stock
2003-10-30$69.00/sh−6,500→ 215,529 total
Sale
AXON ENTERPRISE, INC.$AXON
Common Stock
2003-09-18$30.42/sh−50,000→ 222,029 total
Sale
AXON ENTERPRISE, INC.$AXON
Common Stock
2003-09-17$28.08/sh−40,000→ 282,029 total
Sale
AXON ENTERPRISE, INC.$AXON
Common Stock
2003-09-17$28.10/sh−2,500→ 279,529 total

Companies

Recent Filings

Address

5636 E. MOCKINGBIRD LANE

PARADISE VALLEY, AZ, 85253

View on SEC.gov