DEWOLFE RICHARD B

CIK 00009005912 companiesMILTON, MA

SEC Profile

Transactions

Companies

Filings

CIK

0000900591

Recent Transactions

24 trades

Award
Avantair, Inc
Senior Secured Convertible Promissory Notes
2012-11-30$200000.00/sh
Award
Avantair, Inc
Warrants to Purchase Common Stock (right to buy)
2012-11-30+800,000→ 800,000 total
Award
Avantair, Inc
Deferred Shares
2012-02-02+20,000→ 20,000 total
Award
Avantair, Inc
Common Stock, par value $.0001
2012-02-02+20,000→ 71,000 total
Award
Avantair, Inc
Common Stock, par value $.0001
2011-01-19+10,000→ 51,000 total
Award
Avantair, Inc
Common Stock, par value $.0001
2010-03-03+3,000→ 41,000 total
Conversion
Avantair, Inc
Common Stock Warrant (right to buy)
2009-10-19−40,000→ 0 total
Conversion
Avantair, Inc
Common Stock, par value $.0001
2009-10-19+25,263→ 105,263 total
Purchase
Avantair, Inc
Common Stock Warrant (right to buy)
2009-09-25+40,000→ 40,000 total
Award
Avantair, Inc
Common Stock, par value $.0001
2009-09-25+80,000→ 80,000 total
Award
Avantair, Inc
Common Stock, par value $.0001
2009-05-04+3,000→ 38,000 total
Disposition to Issuer
HANCOCK JOHN FINANCIAL SERVICES INC
Common Stock
2004-04-28−4,268→ 0 total
Disposition to Issuer
HANCOCK JOHN FINANCIAL SERVICES INC
Deferred Stock Units
2004-04-28−4,496.83→ 0 total
Disposition to Issuer
HANCOCK JOHN FINANCIAL SERVICES INC
Director Stock Option (right to buy)
2004-04-28−15,000→ 0 total
Award
HANCOCK JOHN FINANCIAL SERVICES INC
Deferred Stock Units
2004-01-02+41.16→ 4,058.65 total
Award
HANCOCK JOHN FINANCIAL SERVICES INC
Deferred Stock Units
2004-01-02$37.97/sh+302.92→ 4,017.49 total
Award
HANCOCK JOHN FINANCIAL SERVICES INC
Common Stock
2004-01-02+164→ 4,126 total
Award
HANCOCK JOHN FINANCIAL SERVICES INC
Deferred Stock Units
2003-12-01$36.76/sh+108.81→ 3,679.48 total
Award
HANCOCK JOHN FINANCIAL SERVICES INC
Deferred Stock Units
2003-11-03$35.43/sh+282.25→ 3,570.67 total
Award
HANCOCK JOHN FINANCIAL SERVICES INC
Deferred Stock Units
2003-10-01+46.32→ 3,288.42 total
Award
HANCOCK JOHN FINANCIAL SERVICES INC
Common Stock
2003-10-01+185→ 3,945 total
Award
HANCOCK JOHN FINANCIAL SERVICES INC
Deferred Stock Units
2003-10-01$33.73/sh+459.46→ 3,242.1 total
Award
HANCOCK JOHN FINANCIAL SERVICES INC
Deferred Stock Units
2003-09-02$31.27/sh+127.94→ 2,782.64 total
Award
HANCOCK JOHN FINANCIAL SERVICES INC
Deferred Stock Units
2003-08-01$31.61/sh+126.54→ 2,654.7 total

Companies

Recent Filings

Address

C/O DEWOLFE & COMPANY, LLC P.O. BOX 299

MILTON, MA, 02186

View on SEC.gov