Kleinman Adam M

CIK 00017158233 companiesPALM BEACH GARDENS, FL

SEC Profile

Transactions

Companies

Filings

CIK

0001715823

Recent Transactions

42 trades

Tax Payment
Great Elm Capital Corp.$GECC
Common Stock
2025-09-23$11.43/sh−1,361→ 44,597 total
Tax Payment
Great Elm Group, Inc.$GEG
Common Stock
2025-09-23$2.80/sh−18,313→ 585,394 total
Award
Great Elm Capital Corp.$GECC
Common Stock
2025-09-19+156→ 45,958 total
Award
Great Elm Group, Inc.$GEG
Common Stock
2025-09-19+22,977→ 603,707 total
Award
Great Elm Capital Corp.$GECC
Common Stock
2025-09-19+5,458→ 45,802 total
Other
Great Elm Capital Corp.$GECC
Common Stock
2024-09-24+2,093→ 40,344 total
Other
Great Elm Capital Corp.$GECC
Common Stock
2024-09-24+2,093→ 30,419 total
Award
Great Elm Group, Inc.$GEG
Common Stock
2024-09-20+32,552→ 580,730 total
Other
Great Elm Capital Corp.$GECC
Common Stock
2024-09-20+6,194→ 28,326 total
Other
Great Elm Capital Corp.$GECC
Common Stock
2024-09-20+6,194→ 38,251 total
Award
Great Elm Group, Inc.$GEG
Common Stock
2023-09-25+60,386→ 548,178 total
Award
Great Elm Group, Inc.$GEG
Common Stock
2022-09-20+100,000→ 487,792 total
Award
Great Elm Group, Inc.$GEG
Common Stock
2022-09-20+49,230→ 387,792 total
Exercise/Conversion
Great Elm Capital Corp.$GECC
Subscription Rights
2022-06-15−4,000→ 0 total
Exercise/Conversion
Great Elm Capital Corp.$GECC
Common Stock
2022-06-15$12.50/sh+4,000→ 20,558 total
Other
Great Elm Capital Corp.$GECC
Common Stock
2021-09-24+79,411→ 158,907.427 total
Award
Great Elm Capital Corp.$GECC
Common Stock
2021-01-21+1,794.988→ 79,496.427 total
Award
Great Elm Capital Corp.$GECC
Common Stock
2020-12-21+1,645.796→ 77,701.44 total
Award
Great Elm Capital Corp.$GECC
Common Stock
2020-11-20+2,290.893→ 76,055.644 total
Award
Great Elm Capital Corp.$GECC
Common Stock
2020-10-21+1,010.638→ 73,764.751 total
Exercise of In-Money
Great Elm Capital Corp.$GECC
Common Stock
2020-09-28$2.95/sh+36,042→ 72,754.113 total
Exercise of In-Money
Great Elm Capital Corp.$GECC
Subscription Rights
2020-09-28−36,042→ 0 total
Award
Great Elm Capital Corp.$GECC
Common Stock
2020-09-21+669.12→ 36,712.113 total
Award
Great Elm Capital Corp.$GECC
Common Stock
2020-08-21+640.428→ 36,042.992 total
Award
Great Elm Capital Corp.$GECC
Common Stock
2020-07-15+685.298→ 35,402.565 total
Award
Great Elm Capital Corp.$GECC
Common Stock
2020-06-15+656.611→ 34,717.267 total
Award
Great Elm Capital Corp.$GECC
Common Stock
2020-05-15+841.656→ 34,060.656 total
Purchase
Great Elm Capital Corp.$GECC
Common Stock
2019-11-20$7.90/sh+7,500→ 33,219 total
Purchase
Great Elm Capital Corp.$GECC
Common Stock
2019-08-30$8.25/sh+369→ 25,719 total
Purchase
Great Elm Capital Corp.$GECC
Common Stock
2019-08-29$8.17/sh+350→ 25,350 total
Award
Forest Investments, Inc.
Stock Option (Right to Buy)
2019-08-06+57,143→ 57,143 total
Award
Forest Investments, Inc.
Common Stock
2019-08-06+25,381→ 338,562 total
Purchase
Great Elm Capital Corp.$GECC
Common Stock
2019-06-04$8.50/sh+10,000→ 25,000 total
Purchase
Great Elm Capital Corp.$GECC
Common Stock
2018-11-20$8.05/sh+6,000→ 15,000 total
Purchase
Great Elm Capital Corp.$GECC
Common Stock
2018-11-15$8.06/sh+9,000→ 9,000 total
Purchase
Forest Investments, Inc.
Common Stock
2018-05-25$3.80/sh+20,000→ 313,181 total
Purchase
Forest Investments, Inc.
Common Stock
2017-11-21$3.75/sh+10,000→ 293,181 total
Purchase
Forest Investments, Inc.
Common Stock
2017-11-13$3.65/sh+20,000→ 283,181 total
Purchase
Forest Investments, Inc.
Common Stock
2017-11-10$3.65/sh+20,000→ 263,181 total
Purchase
Forest Investments, Inc.
Common Stock
2017-11-09$3.65/sh+10,000→ 243,181 total
Award
Forest Investments, Inc.
Option (right to buy)
2017-09-18+194,175→ 194,175 total
Award
Forest Investments, Inc.
Option (right to buy)
2017-09-18+213,000→ 213,000 total

Companies

Recent Filings

Address

C/O GREAT ELM GROUP, INC. 3801 PGA BOULEVARD, SUITE 603

PALM BEACH GARDENS, FL, 33410

View on SEC.gov