Xu Xiaochun

CIK 00016691921 companyRANCHO CORDOVA, CA

SEC Profile

Transactions

Companies

Filings

CIK

0001669192

Recent Transactions

32 trades

Conversion
ThermoGenesis Holdings, Inc.$THMO
Amendment 4 to 1st Amended & Restated Revolving Credit Agr.
2024-06-28
Conversion
ThermoGenesis Holdings, Inc.$THMO
Common Stock
2024-06-28$0.38/sh+7,894,737→ 12,335,016 total
Conversion
ThermoGenesis Holdings, Inc.$THMO
Amendment 4 to 1st Amended & Restated Revolving Credit Agr.
2024-03-15
Conversion
ThermoGenesis Holdings, Inc.$THMO
Common Stock
2024-03-15$0.38/sh+4,113,158→ 4,440,279 total
Sale
ThermoGenesis Holdings, Inc.$THMO
Common Stock
2023-11-17$1.02/sh−600,000→ 327,121 total
Conversion
ThermoGenesis Holdings, Inc.$THMO
Amendment 3 to 1st Amended & Restated Revolving Credit Agr.
2023-09-28
Conversion
ThermoGenesis Holdings, Inc.$THMO
Common Stock
2023-09-28$1.07/sh+654,206→ 927,121 total
Conversion
ThermoGenesis Holdings, Inc.$THMO
Second Amended and Restated Convertible Note
2022-06-28
Conversion
ThermoGenesis Holdings, Inc.$THMO
Common Stock
2022-06-28$0.28/sh+10,552,234→ 12,281,091 total
Disposition to Issuer
ThermoGenesis Holdings, Inc.$THMO
Stock Option
2021-05-27−240,000→ 0 total
Award
ThermoGenesis Holdings, Inc.$THMO
Stock Option
2020-06-04+240,000→ 240,000 total
Other
ThermoGenesis Holdings, Inc.$THMO
Common Stock
2020-04-28$1.80/sh−621,637→ 1,728,857 total
Conversion
ThermoGenesis Holdings, Inc.$THMO
Second Amended and Restated Convertible Note
2020-02-13→ 0 total
Conversion
ThermoGenesis Holdings, Inc.$THMO
Common Stock
2020-02-13$1.80/sh+1,666,670→ 2,350,494 total
Sale
ThermoGenesis Holdings, Inc.$THMO
Warrants to Purchase Common Stock
2019-12-26$10.00/sh−352,942→ 0 total
Purchase
ThermoGenesis Holdings, Inc.$THMO
Common Stock
2019-12-26$2277134.00/sh−683,824→ 0 total
Purchase
ThermoGenesis Holdings, Inc.$THMO
Warrants to Purchase Common Stock
2019-12-26$10.00/sh−352,942→ 0 total
Purchase
ThermoGenesis Holdings, Inc.$THMO
Warrants to Purchase Common Stock
2019-12-26$10.00/sh+352,942→ 352,942 total
Purchase
ThermoGenesis Holdings, Inc.$THMO
Common Stock
2019-12-26$2277134.00/sh+683,824→ 683,824 total
Purchase
ThermoGenesis Holdings, Inc.$THMO
Common Stock
2019-12-26$2277134.00/sh+683,824→ 683,824 total
Sale
ThermoGenesis Holdings, Inc.$THMO
Common Stock
2019-12-26$2277134.00/sh−683,824→ 0 total
Purchase
ThermoGenesis Holdings, Inc.$THMO
Warrants to Purchase Common Stock
2019-12-26$10.00/sh+352,942→ 352,942 total
Purchase
ThermoGenesis Holdings, Inc.$THMO
Participation Interest in Convertible Note
2019-12-20$2000000.00/sh
Other
ThermoGenesis Holdings, Inc.$THMO
Participation Interest in Convertible Note
2019-12-20$2000000.00/sh
Award
ThermoGenesis Holdings, Inc.$THMO
Stock Option
2018-12-14+640,000→ 640,000 total
Award
ThermoGenesis Holdings, Inc.$THMO
Stock Option
2018-12-14+160,000→ 160,000 total
Award
ThermoGenesis Holdings, Inc.$THMO
Second Amended and Restated Convertible Promissory Note
2018-04-16$1.61/sh→ 10,000,000 total
Award
ThermoGenesis Holdings, Inc.$THMO
Stock Options
2017-12-29+300,000→ 300,000 total
Award
ThermoGenesis Holdings, Inc.$THMO
Stock Options
2016-12-14+50,000→ 50,000 total
Award
ThermoGenesis Holdings, Inc.$THMO
Common Stock
2016-08-22$3.40/sh+6,102,941→ 6,838,236 total
Award
ThermoGenesis Holdings, Inc.$THMO
Stock Options
2016-07-01+1,250→ 1,250 total
Award
ThermoGenesis Holdings, Inc.$THMO
Stock Options
2016-03-09+1,250→ 1,250 total

Companies

ThermoGenesis Holdings, Inc.
Director
$THMO

Recent Filings

Address

2711 CITRUS ROAD

RANCHO CORDOVA, CA, 95742

View on SEC.gov