CHAWLA SAM

CIK 00015929697 companiesLOS ANGELES, CA

SEC Profile

Transactions

Companies

Filings

CIK

0001592969

Recent Transactions

16 trades

Sale
TIGO ENERGY, INC.$TYGO
Common Stock
2023-05-23−20,485→ 12,549 total
Sale
TIGO ENERGY, INC.$TYGO
Warrants to purchase common stock
2023-05-23−2,099→ 185 total
Purchase
Roth CH Acquisition V Co.
Warrants to purchase Common Stock
2021-12-03+2,284→ 2,284 total
Purchase
Roth CH Acquisition V Co.
Common Stock
2021-12-03$10.00/sh+4,569→ 42,523 total
Purchase
TIGO ENERGY, INC.$TYGO
Common Stock
2021-08-10$10.00/sh+4,569→ 33,034 total
Purchase
TIGO ENERGY, INC.$TYGO
Warrants to purchase Common Stock
2021-08-10+2,284→ 2,284 total
Purchase
VBI Vaccines Inc/BC
Common Shares, no par value per share
2017-10-30$3.05/sh+3,100,000→ 9,345,725 total
Exercise/Conversion
VBI Vaccines Inc/BC
Restricted Stock Units (RSUs)
2017-06-14−12,500→ 25,000 total
Exercise/Conversion
VBI Vaccines Inc/BC
Common Shares, no par value per share
2017-06-14+12,500→ 25,000 total
Award
VBI Vaccines Inc/BC
Option (Right to Buy Common Shares)
2017-03-30+12,500→ 12,500 total
Award
VBI VACCINES INC.
Option to Purchase Common Stock
2015-07-30+40,000→ 80,000 total
Award
Great Basin Scientific, Inc.
Non-Employee Director Stock Option (right to buy)
2014-10-20+17,500→ 17,500 total
Conversion
Great Basin Scientific, Inc.
Series D Convertible Preferred Stock
2014-10-15−5,000→ 0 total
Conversion
Great Basin Scientific, Inc.
Common Stock
2014-10-15+5,000→ 5,000 total
Award
RESPONSE GENETICS INC
Stock Option (right to buy)
2014-07-10+27,000→ 27,000 total
Award
RESPONSE GENETICS INC
Stock Option (right to buy)
2013-11-20+54,000→ 54,000 total

Companies

Recent Filings

Address

C/O RESPONSE GENETICS, INC 1640 MARENGO STREET 6TH FLOOR

LOS ANGELES, CA, 90033

View on SEC.gov