Huang James

CIK 00015731607 companiesGRAND CAYMAN

SEC Profile

Transactions

Companies

Filings

CIK

0001573160

Recent Transactions

50 trades

Award
Alaunos Therapeutics, Inc.$TCRT
Employee Stock Option (right to buy)
2023-06-06+100,000→ 100,000 total
Award
WINDTREE THERAPEUTICS INC /DE/$WINT
Warrants (right to purchase)
2023-02-22+1,112,308→ 1,112,308 total
Exercise of In-Money
WINDTREE THERAPEUTICS INC /DE/$WINT
Warrants (right to purchase)
2023-02-22−1,112,308→ 0 total
Disposition to Issuer
WINDTREE THERAPEUTICS INC /DE/$WINT
Warrants (right to purchase)
2023-02-22−275,862→ 0 total
Disposition to Issuer
WINDTREE THERAPEUTICS INC /DE/$WINT
Warrants (right to purchase)
2023-02-22−62,500→ 0 total
Exercise of In-Money
WINDTREE THERAPEUTICS INC /DE/$WINT
Common Stock
2023-02-22$0.14/sh+1,112,308→ 3,449,161 total
Disposition to Issuer
WINDTREE THERAPEUTICS INC /DE/$WINT
Warrants (right to purchase)
2023-02-22−275,938→ 0 total
Disposition to Issuer
WINDTREE THERAPEUTICS INC /DE/$WINT
Warrants (right to purchase)
2023-02-22−498,008→ 0 total
Award
WINDTREE THERAPEUTICS INC /DE/$WINT
Warrants (right to purchase)
2023-02-22+2,224,616→ 2,224,616 total
Purchase
CASI Pharmaceuticals, Inc (DE)
Common Stock
2022-09-08$4.28/sh+33,300→ 371,517 total
Purchase
CASI Pharmaceuticals, Inc (DE)
Common Stock
2022-09-07$4.00/sh+3,111→ 338,217 total
Purchase
CASI Pharmaceuticals, Inc (DE)
Common Stock
2022-09-06$3.89/sh+19,162→ 335,106 total
Purchase
CASI Pharmaceuticals, Inc (DE)
Common Stock
2022-09-02$3.74/sh+400→ 315,944 total
Purchase
CASI Pharmaceuticals, Inc (DE)
Common Stock
2022-09-01$3.72/sh+11,821→ 315,544 total
Purchase
CASI Pharmaceuticals, Inc (DE)
Common Stock
2022-08-31$3.75/sh+24,975→ 303,723 total
Purchase
CASI Pharmaceuticals, Inc (DE)
Common Stock
2022-08-26$3.75/sh+39,527→ 278,748 total
Purchase
CASI Pharmaceuticals, Inc (DE)
Common Stock
2022-08-24$3.75/sh+5,000→ 239,221 total
Purchase
CASI Pharmaceuticals, Inc (DE)
Common Stock
2022-08-23$3.50/sh+40,000→ 234,221 total
Purchase
CASI Pharmaceuticals, Inc (DE)
Common Stock
2022-08-22$3.46/sh+23,105→ 194,221 total
Purchase
CASI Pharmaceuticals, Inc (DE)
Common Stock
2022-08-19$3.27/sh+171,116→ 171,116 total
Award
Alaunos Therapeutics, Inc.$TCRT
Common Stock
2022-06-22+80,000→ 188,333 total
Award
Alaunos Therapeutics, Inc.$TCRT
Employee Stock Option (right to buy)
2022-06-22+100,000→ 100,000 total
Award
Alaunos Therapeutics, Inc.$TCRT
Common Stock
2022-06-22+80,000→ 188,333 total
Award
Alaunos Therapeutics, Inc.$TCRT
Employee Stock Option (right to buy)
2022-06-22+100,000→ 100,000 total
Award
WINDTREE THERAPEUTICS INC /DE/$WINT
Common Stock
2022-06-07+5,000→ 296,281 total
Award
WINDTREE THERAPEUTICS INC /DE/$WINT
Stock Option (Right to Buy)
2022-06-07+7,500→ 7,500 total
Award
CASI Pharmaceuticals, Inc (DE)
Stock Option (Right to Buy)
2022-05-25+397,419→ 397,419 total
Purchase
WINDTREE THERAPEUTICS INC /DE/$WINT
Common Stock
2021-10-19$1.90/sh+50,000→ 291,281 total
Purchase
Alaunos Therapeutics, Inc.$TCRT
Common Stock
2021-09-01$1.71/sh+100,000→ 108,333 total
Award
WINDTREE THERAPEUTICS INC /DE/$WINT
Stock Option (Right to Buy)
2021-06-15+15,000→ 15,000 total
Award
CASI Pharmaceuticals, Inc (DE)
Stock Option (Right to Buy)
2021-06-15+113,028→ 113,028 total
Purchase
WINDTREE THERAPEUTICS INC /DE/$WINT
Common Stock
2021-03-31$2.36/sh+150,000→ 171,000 total
Award
Alaunos Therapeutics, Inc.$TCRT
Common Stock
2021-03-04+8,333→ 8,333 total
Award
Alaunos Therapeutics, Inc.$TCRT
Stock Option (right to buy)
2021-03-04+62,500→ 62,500 total
Award
WINDTREE THERAPEUTICS INC /DE/$WINT
Stock Option (Right to Buy)
2021-02-03+15,000→ 15,000 total
Purchase
WINDTREE THERAPEUTICS INC /DE/$WINT
Common Stock
2020-10-23$6.67/sh+1,000→ 21,000 total
Award
Alaunos Therapeutics, Inc.$TCRT
Stock Option (right to buy)
2020-07-20+119,178→ 119,178 total
Award
CASI Pharmaceuticals, Inc (DE)
Stock Option (Right to Buy)
2020-06-16+70,400→ 70,400 total
Purchase
WINDTREE THERAPEUTICS INC /DE/$WINT
Common Stock
2020-06-04$7.32/sh+12,200→ 20,200 total
Purchase
WINDTREE THERAPEUTICS INC /DE/$WINT
Common Stock
2020-06-04$7.32/sh+12,000→ 20,000 total
Purchase
WINDTREE THERAPEUTICS INC /DE/$WINT
Common Stock
2020-06-03$7.42/sh+200→ 8,000 total
Purchase
WINDTREE THERAPEUTICS INC /DE/$WINT
Common Stock Warrants
2020-05-22+275,862→ 275,862 total
Purchase
WINDTREE THERAPEUTICS INC /DE/$WINT
Common Stock
2020-05-22$7.25/sh+275,862→ 2,336,853 total
Purchase
WINDTREE THERAPEUTICS INC /DE/$WINT
Common Stock
2020-02-18$3.84/sh+400→ 23,400 total
Purchase
WINDTREE THERAPEUTICS INC /DE/$WINT
Common Stock
2020-02-07$4.05/sh+500→ 23,000 total
Purchase
WINDTREE THERAPEUTICS INC /DE/$WINT
Common Stock
2020-01-17$4.18/sh+2,000→ 22,500 total
Purchase
WINDTREE THERAPEUTICS INC /DE/$WINT
Common Stock
2020-01-16$4.20/sh+58→ 20,500 total
Purchase
WINDTREE THERAPEUTICS INC /DE/$WINT
Common Stock
2019-12-31$4.05/sh+15,442→ 20,442 total
Purchase
WINDTREE THERAPEUTICS INC /DE/$WINT
Common Stock
2019-12-30$3.81/sh+909→ 5,000 total
Purchase
WINDTREE THERAPEUTICS INC /DE/$WINT
Common Stock
2019-12-27$3.73/sh+4,091→ 4,091 total

Companies

Recent Filings

Address

C/O MAPLES CORPORATE SERVICES LIMITED, UGLAND HOUSE

GRAND CAYMAN, KY1-1104

View on SEC.gov