Tu James

CIK 00015649572 companiesSOLON, OH

SEC Profile

Transactions

Companies

Filings

CIK

0001564957

Recent Transactions

18 trades

Award
CHARLES & COLVARD LTD$CTHR
Restricted Stock Award
2025-08-21+480,000→ 480,000 total
Purchase
ENERGY FOCUS, INC/DE$EFOI
Common Stock
2021-08-16$2.70/sh+5,000→ 249,851 total
Conversion
ENERGY FOCUS, INC/DE$EFOI
Common Stock
2021-04-01+344,205→ 611,683 total
Conversion
ENERGY FOCUS, INC/DE$EFOI
Series A Convertible Preferred Stock
2021-04-01−1,721,023→ 0 total
Award
ENERGY FOCUS, INC/DE$EFOI
Stock Option (Right to buy)
2021-02-19+15,000→ 15,000 total
Award
ENERGY FOCUS, INC/DE$EFOI
Stock Option
2020-03-18+150,000→ 150,000 total
Conversion
ENERGY FOCUS, INC/DE$EFOI
Series A Convertible Preferred Stock
2020-01-16+1,721,023→ 1,721,023 total
Conversion
ENERGY FOCUS, INC/DE$EFOI
Convertible Notes due 2021
2020-01-16
Award
ENERGY FOCUS, INC/DE$EFOI
Stock Option
2019-07-16+300,000→ 300,000 total
Purchase
ENERGY FOCUS, INC/DE$EFOI
Convertible Notes due 2021
2019-03-29
Award
ENERGY FOCUS, INC/DE$EFOI
Restricted Stock Units
2016-03-14+37,915→ 37,915 total
Award
ENERGY FOCUS, INC/DE$EFOI
Stock Option
2016-03-14+51,350→ 51,350 total
Award
ENERGY FOCUS, INC/DE$EFOI
Stock Option
2015-03-16+80,000→ 80,000 total
Exercise of In-Money
ENERGY FOCUS, INC/DE$EFOI
Common Stock
2015-02-24$4.30/sh+90,000→ 300,000 total
Exercise of In-Money
ENERGY FOCUS, INC/DE$EFOI
Warrant (Right to Buy)
2015-02-24−90,000→ 0 total
Award
ENERGY FOCUS, INC/DE$EFOI
Stock option
2014-01-28+800,000→ 800,000 total
Award
ENERGY FOCUS, INC/DE$EFOI
Stock Option
2013-04-29+400,000→ 400,000 total
Award
ENERGY FOCUS, INC/DE$EFOI
Stock Option
2013-04-29+400,000→ 3,200,000 total

Companies

Recent Filings

Address

32000 AURORA ROAD

SOLON, OH, 44139

View on SEC.gov