Rooke Andrew K.

CIK 00015401741 companyMEMPHIS, TN

SEC Profile

Transactions

Companies

Filings

CIK

0001540174

Recent Transactions

35 trades

Award
ClearPoint Neuro, Inc.$CLPT
Common Stock
2016-12-30$2.64/sh+1,801→ 27,982 total
Award
ClearPoint Neuro, Inc.$CLPT
Common Stock
2016-09-30$6.65/sh+638→ 26,181 total
Conversion
ClearPoint Neuro, Inc.$CLPT
Warrants (right to buy)
2016-09-02+180,000→ 180,000 total
Purchase
ClearPoint Neuro, Inc.$CLPT
Warrants (right to buy)
2016-09-02+9,000→ 9,000 total
Conversion
ClearPoint Neuro, Inc.$CLPT
2009 Note
2016-09-02$5.00/sh→ 0 total
Conversion
ClearPoint Neuro, Inc.$CLPT
Common Stock
2016-09-02+200,000→ 210,000 total
Purchase
ClearPoint Neuro, Inc.$CLPT
Common Stock
2016-09-02+10,000→ 10,000 total
Award
ClearPoint Neuro, Inc.$CLPT
Common Stock
2016-06-30$0.21/sh+20,457→ 10,217,555 total
Award
ClearPoint Neuro, Inc.$CLPT
Stock Options (right to buy)
2016-06-08+20,000→ 20,000 total
Award
ClearPoint Neuro, Inc.$CLPT
Common Stock
2016-03-31$0.31/sh+13,817→ 1,001,298 total
Award
ClearPoint Neuro, Inc.$CLPT
Common Stock
2015-12-31$0.38/sh+12,512→ 987,481 total
Purchase
ClearPoint Neuro, Inc.$CLPT
Series B Warrants (right to buy)
2015-12-18+46,211→ 46,211 total
Purchase
ClearPoint Neuro, Inc.$CLPT
Common Stock
2015-12-18+154,035→ 465,117 total
Purchase
ClearPoint Neuro, Inc.$CLPT
Series A Warrants (right to buy)
2015-12-18+61,614→ 61,614 total
Award
ClearPoint Neuro, Inc.$CLPT
Common Stock
2015-10-01$0.60/sh+7,084→ 974,969 total
Award
ClearPoint Neuro, Inc.$CLPT
Common Stock
2015-06-30$1.08/sh+3,945→ 967,885 total
Award
ClearPoint Neuro, Inc.$CLPT
Stock Options (right to buy)
2015-06-05+20,000→ 20,000 total
Award
ClearPoint Neuro, Inc.$CLPT
Common Stock
2015-03-31$1.00/sh+4,750→ 963,940 total
Award
ClearPoint Neuro, Inc.$CLPT
Common Stock
2014-12-31$0.86/sh+5,510→ 959,190 total
Award
ClearPoint Neuro, Inc.$CLPT
Common Stock
2014-09-30$1.23/sh+3,455→ 953,680 total
Award
ClearPoint Neuro, Inc.$CLPT
Common Stock
2014-06-30$1.02/sh+4,656→ 950,225 total
Purchase
ClearPoint Neuro, Inc.$CLPT
Warrants(5) (right to buy)
2014-03-25+7,500→ 7,500 total
Purchase
ClearPoint Neuro, Inc.$CLPT
Warrants (right to buy)
2014-03-25+300,000→ 300,000 total
Award
ClearPoint Neuro, Inc.$CLPT
Common Stock
2013-12-31$1.33/sh+4,135→ 941,416 total
Award
ClearPoint Neuro, Inc.$CLPT
Common Stock
2013-09-30$1.41/sh+3,191→ 937,281 total
Exercise of In-Money
ClearPoint Neuro, Inc.$CLPT
Common Stock
2013-07-19$0.01/sh+125,000→ 934,090 total
Exercise of In-Money
ClearPoint Neuro, Inc.$CLPT
Warrants (right to buy)
2013-07-19−400,000→ 0 total
Exercise of In-Money
ClearPoint Neuro, Inc.$CLPT
Warrants (right to buy)
2013-07-19−125,000→ 0 total
Exercise of In-Money
ClearPoint Neuro, Inc.$CLPT
Common Stock
2013-07-19$0.01/sh+400,000→ 809,090 total
Award
ClearPoint Neuro, Inc.$CLPT
Common Stock
2013-06-28$1.10/sh+9,090→ 409,090 total
Exercise of In-Money
ClearPoint Neuro, Inc.$CLPT
Warrants (right to buy)
2013-06-17+400,000→ 0 total
Exercise of In-Money
ClearPoint Neuro, Inc.$CLPT
Common Stock
2013-06-17$0.01/sh+400,000→ 400,000 total
Award
ClearPoint Neuro, Inc.$CLPT
Stock Options (right to buy)
2013-06-14+20,000→ 20,000 total
Award
ClearPoint Neuro, Inc.$CLPT
Warrants (right to buy)
2012-05-09+1,000,000→ 1,000,000 total
Award
ClearPoint Neuro, Inc.$CLPT
Stock Option (right to buy)
2012-04-13+45,000→ 45,000 total

Companies

ClearPoint Neuro, Inc.
Director, 10% Owner
$CLPT

Recent Filings

Address

C/O MRI INTERVENTIONS, INC. ONE COMMERCE SQUARE, SUITE 2550

MEMPHIS, TN, 38103

View on SEC.gov